DFX Intelligence

B•••• J••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

B•••• J••••• W•••••••

Advisor at H••• F•••••••• G••••• L••

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:e4081772-7db0-5d5e-3347-db0180b60964

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 9, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• F•••••••• G••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: May 7, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 25, 2023	n/a	yes	MINNEAPOLIS, MN	Current employment
H••• F•••••••• G••••• L••	Institutional manager	May 28, 2021	n/a	yes	MINNEAPOLIS, MN	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	H••• F•••••••• G••••• L••	Oct 26, 2021	May 28, 2021	-151	Firm change after gap	Other
R•• C•••••• M••••••• L••	G••••• R••••••••• P••••••• L••	Apr 14, 2016	Apr 1, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
172011:306877:CA:2021-10-26	Oct 26, 2021	May 28, 2021	SAN RAFAEL, CA	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 25, 2023 to presentfactForm ADV
→ H••• F•••••••• G••••• L••Registered adviserregistration: current employment
May 28, 2021 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Apr 1, 2016 to Oct 26, 2021factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4081772-7db0-5d5e-3347-db0180b60964
First observed: May 9, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.