DFX Intelligence

T••••• J••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

T••••• J••••• M••••••••

Advisor at N•••••• F•••••••• G••••• I•••

BERWYN, PA

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Search this name across graphsid dfx:ria:e41e6cfe-1d9f-3482-5895-8f64d1b11c6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 14, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• F•••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 21, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• F•••••••• G••••• I•••	Independent wealth	Jul 14, 2023	n/a	yes	BERWYN, PA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 10, 2015	Jul 25, 2023	no	BERWYN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	N•••••• F•••••••• G••••• I•••	Jul 25, 2023	Jul 14, 2023	-11	Firm change	Wirehouse to RIA
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Jul 10, 2015	Jul 10, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:44181:PA:2023-07-25	Jul 25, 2023	Jul 14, 2023	BERWYN, PA	Firm change
19616:11025:PA:2015-07-10	Jul 10, 2015	Jul 10, 2015	RADNOR, PA	Firm change

Relationships

Registered with (3)

→ N•••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Jul 14, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 10, 2015 to Jul 25, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 14, 2006 to Jul 10, 2015factForm ADV

Dated events

Occurred
Jul 25, 2023
Advisor changed firm
T••••• J••••• M•••••••• left W•••• F•••• A••••••• for N•••••• F•••••••• G••••• I••• (registered 2023-07-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e41e6cfe-1d9f-3482-5895-8f64d1b11c6a
First observed: Mar 14, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.