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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

ANDREW BARRY LEE

Advisor at WELLS FARGO ADVISORS

BETHESDA, MD

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Search this name across graphsid dfx:ria:e4260449-1d48-7a46-7c95-5d40bfacfd12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 4, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 8, 2001
First registration: May 4, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4314254

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Nov 15, 2023	n/a	yes	BETHESDA, MD	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 4, 2013	Nov 24, 2023	no	BETHESDA, MD	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 15, 2013	no	BETHESDA, MD	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	BETHESDA, MD	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 15, 2006	Apr 2, 2007	no	BETHESDA, MD	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	May 4, 2001	Nov 7, 2006	no	WASHINGTON, DC\|WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Nov 24, 2023	Nov 15, 2023	-9	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Nov 15, 2013	Nov 4, 2013	-11	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
A. G. EDWARDS & SONS, INC.	MORGAN STANLEY DW INC.	Nov 7, 2006	Nov 15, 2006	8	Firm change	Other

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Nov 15, 2023 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 4, 2013 to Nov 24, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 15, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 15, 2006 to Apr 2, 2007factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
May 4, 2001 to Nov 7, 2006factForm ADV

Dated events

Occurred
Nov 24, 2023
Advisor changed firm
Andrew Barry Lee left Ubs Financial Services Inc. for Wells Fargo Advisors (registered 2023-11-15)
Form ADVobserved 6 days ago