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Registered advisor
A••••• B•••• L••
Feed of 09/14/2026
At current firm
2 y
since Nov 15, 2023
In the industry
25 y
since Feb 8, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 15, 2023 · Bethesda, Md
- U•• F•••••••• S••••••• I••• wirehouseNov 4, 2013 to Nov 24, 2023 · Bethesda, Md
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 15, 2013 · Bethesda, Md
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Bethesda, Md
- M••••• S•••••• D• I••• unclassifiedNov 15, 2006 to Apr 2, 2007 · Bethesda, Md
- A• G• E•••••• • S•••• I••• unclassifiedMay 4, 2001 to Nov 7, 2006 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Nov 24, 2023, registered Nov 15, 2023 (-9 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Nov 15, 2013, registered Nov 4, 2013 (-11 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to M••••• S•••••• D• I•••left Nov 7, 2006, registered Nov 15, 2006 (8 days) · Other
Signals
- A••••• B•••• L•• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2023-11-15)Nov 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address