DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• P••• A•••• M••••••••• L••
SOUTH HAVEN, MI | SANTA MONICA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• P••• A•••• M••••••••• L•• | Asset manager | Oct 30, 2024 | n/a | yes | SOUTH HAVEN, MI|SANTA MONICA, CA | Current employment |
| S••••• I••••••••• M••••••••• L•• | Independent wealth | Oct 7, 2015 | Dec 23, 2024 | no | Highland Park, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• I••••••••• M••••••••• L•• | O•••• P••• A•••• M••••••••• L•• | Dec 23, 2024 | Oct 30, 2024 | -54 | Channel change | Other |
| N•• Y••• L••• I••••••••• M••••••••• L•• | S••••• I••••••••• M••••••••• L•• | Sep 3, 2015 | Oct 7, 2015 |
| N•• Y••• L••• I••••••••• M••••••••• L•• | Asset manager | Feb 14, 2011 | Sep 3, 2015 | no | NEW Y•••, NY|DEERFIELD, IL | Previous registration |
| N•• Y••• L••• I••••••••• M••••••••• L•• | Asset manager | Sep 10, 2009 | Aug 13, 2010 | no | NEW Y•••, NY | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Jun 3, 1999 | Aug 19, 2002 | no | ST. PETERSBURG, FL | Previous registration |
| 34 |
| Firm change |
| Other |
| R•••••• J•••• • A••••••••• I••• | N•• Y••• L••• I••••••••• M••••••••• L•• | Aug 19, 2002 | Sep 10, 2009 | 2,579 | Firm change after gap | Other |