RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• F•••••• P••••••• I••
- O•••• P••• A•••• M••••••••• L•• asset manager currentsince Oct 30, 2024 · South Haven, Mi
- S••••• I••••••••• M••••••••• L•• independent RIAOct 7, 2015 to Dec 23, 2024 · Highland Park, Il
- N•• Y••• L••• I••••••••• M••••••••• L•• asset managerFeb 14, 2011 to Sep 3, 2015 · New Y•••, Ny
- N•• Y••• L••• I••••••••• M••••••••• L•• asset managerSep 10, 2009 to Aug 13, 2010 · New Y•••, Ny
- R•••••• J•••• • A••••••••• I••• national BDJun 3, 1999 to Aug 19, 2002 · St. Petersburg, Fl
- S••••• I••••••••• M••••••••• L•• to O•••• P••• A•••• M••••••••• L••left Dec 23, 2024, registered Oct 30, 2024 (-54 days) · channel change inside one enterprise, not a move
- N•• Y••• L••• I••••••••• M••••••••• L•• to S••••• I••••••••• M••••••••• L••left Sep 3, 2015, registered Oct 7, 2015 (34 days) · Other
- R•••••• J•••• • A••••••••• I••• to N•• Y••• L••• I••••••••• M••••••••• L••left Aug 19, 2002, registered Sep 10, 2009 (2579 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address