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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

YING WANG

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Yorba Linda, CA | Newport Beach, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e43f2df6-aa78-c5c6-e5f9-b032bc20330c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 13, 2007
First registration: Apr 27, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 5338669

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 16, 2023	n/a	yes	Newport Beach, CA\|Yorba Linda, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 27, 2013	Jun 27, 2023	no	BREA, CA\|BREA, CA\|EL SEGUNDO, CA\|BREA, CA\|IRVINE, CA\|ANAHEIM, CA\|FULLERTON, CA\|IRVINE, CA\|YORBA LINDA, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	May 28, 2010	Jul 1, 2013	no	Brea, CA\|PLACENTIA, CA\|FULLERTON, CA\|LAKEWOOD, CA\|CYPRESS, CA\|LONG BEACH, CA\|LONG BEACH, CA\|LONG BEACH, CA\|NORWALK, CA\|ARTESIA, CA\|WHITTIER, CA\|LA HABRA, CA\|LAGUNA HILLS, CA\|Huntington Beach, CA\|WESTMINSTER, CA\|Garden Grove, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 27, 2009	May 20, 2010	no	LA HABRA, CA\|LA HABRA, CA\|LADERA RANCH, CA\|BREA, CA\|FULLERTON, CA\|LOS ANGELES, CA\|IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 27, 2023	Jun 16, 2023	-11	Firm change	Wirehouse to ibd
U.S. BANCORP ADVISORS, LLC	WELLS FARGO ADVISORS	Jul 1, 2013	Jun 27, 2013	-4	Firm change	Other
WELLS FARGO ADVISORS	U.S. BANCORP ADVISORS, LLC	May 20, 2010	May 28, 2010	8	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:6363:CA:2023-06-07	Jun 27, 2023	Jun 16, 2023	YORBA LINDA, CA	Firm change

Relationships

Registered with (3)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 16, 2023 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 27, 2013 to Jun 27, 2023factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
May 28, 2010 to Jul 1, 2013factForm ADV

Dated events

Occurred
Jun 27, 2023
Advisor changed firm
Ying Wang left Wells Fargo Advisors for Ameriprise Financial Services, Llc (registered 2023-06-16)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e43f2df6-aa78-c5c6-e5f9-b032bc20330c
First observed: Apr 27, 2009
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

YING WANG

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Yorba Linda, CA | Newport Beach, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e43f2df6-aa78-c5c6-e5f9-b032bc20330c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:26 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Jun 16, 2023

n/a

yes

Newport Beach, CA|Yorba Linda, CA

Current employment

WELLS FARGO ADVISORS

Wirehouse

Jun 27, 2013

Jun 27, 2023

Previous registration

U.S. BANCORP ADVISORS, LLC

Bd affiliated wealth

May 28, 2010

Jul 1, 2013

Previous registration

WELLS FARGO ADVISORS

Wirehouse

Apr 27, 2009

May 20, 2010

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

AMERIPRISE FINANCIAL SERVICES, LLC

Jun 27, 2023

Jun 16, 2023

-11

Firm change

Wirehouse to ibd

U.S. BANCORP ADVISORS, LLC

WELLS FARGO ADVISORS

Jul 1, 2013

Jun 27, 2013

-4

Firm change

Other

WELLS FARGO ADVISORS

U.S. BANCORP ADVISORS, LLC

May 20, 2010

May 28, 2010

Firm change

Other

Team

Left

Joined

From

Kind

19616:6363:CA:2023-06-07

Jun 27, 2023

Jun 16, 2023

YORBA LINDA, CA

Firm change