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Advisor at ROSSMORE PRIVATE CAPITAL, LLC
GLASTONBURY, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROSSMORE PRIVATE CAPITAL, LLC | Independent wealth | Feb 12, 2020 | n/a | yes | GLASTONBURY, CT | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 6, 2009 | Jan 28, 2020 | no | HARTFORD, CT|WEEHAWKEN, NJ|HARTFORD, CT|WEEHAWKEN, NJ|HARTFORD, CT|WEST HARTFORD, CT|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | ROSSMORE PRIVATE CAPITAL, LLC | Jan 28, 2020 | Feb 12, 2020 | 15 | Firm change | Wirehouse to RIA |