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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

ROSSMORE PRIVATE CAPITAL, LLC

CRD 288453

GLASTONBURY, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4884ac24-892f-7ebd-e408-2232ec9a384f

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 7
On other graphs: 0
Observed: May 2, 2017 to Mar 19, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.9BItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $1.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $481Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 909
Individual clients: 63
High net worth clients: 190
Custody, client assets: $465M
SEC number: 801-110562
CIK: 1733082
CRD: 288453
Filings on the tape: 19
First filed: May 2, 2017
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, DE
Website: rossmore.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRIAN JOSEPH SHEEHAN	Certified Financial Planner	GLASTONBURY, CT	9	19	1	no
ALEJANDRO ALFONSO GOMEZ	Certified Financial Planner\|Chartered Financial Analyst	GLASTONBURY, CT	8	20	n/a	no
MATTHEW DAVID MACLEAN	n/a	GLASTONBURY, CT	8	18	1	no
ANDREW GUY BALDASSARRE	Chartered Financial Analyst	GLASTONBURY, CT	6	17	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BALDASSARRE, ANDREW, GUY	Member	B	yes	11/2020	Mar 19, 2026	Mar 19, 2026
GOMEZ, ALEJANDRO, ALFONSO	Member	B	yes	05/2017	Mar 19, 2026	Mar 19, 2026
MACLEAN, MATTHEW, DAVID	Member	C	yes	05/2017	Mar 19, 2026	Mar 19, 2026
SHEEHAN, BRIAN, JOSEPH	MEMBER AND CHIEF COMPLIANCE OFFICER	C	yes	05/2017	Mar 19, 2026	Mar 19, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$1.9B	$1.8B	10	7	0	n/a	n/a
2024	Mar 13, 2025	$1.3B	$1.2B	9	5	0	n/a	n/a
2023	Mar 15, 2024	$1.1B	$996M	9	5	0	n/a	n/a
2022	Mar 27, 2023	$1.0B	$891M	9	5	0	n/a	n/a
2021	Mar 19, 2022	$994M	$880M	8	4	0	n/a	n/a
2020	Mar 24, 2021	$855M	$762M	7	4	0	n/a	n/a
2019	Apr 30, 2020	$587M	$534M	7	4	0	n/a	n/a
2018	Mar 25, 2019	$434M	$423M	5	3	0	n/a	n/a
2017	Mar 28, 2018	$236M	$224M	5	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.3B	46.2%	$1.0B	23.2%	10	9	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	May 2, 2017	Nov 20, 2017	HARTFORD, CT	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (4)

← ANDREW GUY BALDASSARREAdvisorregistration: current employment
Feb 12, 2020 to presentfactForm ADV
← MATTHEW DAVID MACLEANAdvisorregistration: current employment
Nov 20, 2017 to presentfactForm ADV
← ALEJANDRO ALFONSO GOMEZAdvisorregistration: current employment
Nov 17, 2017 to presentfactForm ADV
← BRIAN JOSEPH SHEEHANAdvisorregistration: current employment
Jul 26, 2017 to presentfactForm ADV

Controls (4)

← BALDASSARRE, ANDREW, GUYOwnerMEMBER, ownership code B, individual
Mar 24, 2021 to Mar 15, 2024factForm ADV
← MACLEAN, MATTHEW, DAVIDOwnerMEMBER, ownership code C, individual
May 2, 2017 to Mar 15, 2024factForm ADV
← SHEEHAN, BRIAN, JOSEPHOwnerMEMBER AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
May 2, 2017 to Mar 15, 2024factForm ADV
← GOMEZ, ALEJANDRO, ALFONSOOwnerMEMBER, ownership code B, individual
May 2, 2017 to Mar 15, 2024factForm ADV

Moved with (1)

← MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviser2 advisors, team lift out, same day
May 2, 2017 to Nov 20, 2017factForm ADV

Dated events

Occurred
Mar 19, 2026
Regulatory AUM changed
Rossmore Private Capital, Llc reported RAUM $1.9B, up 46% from $1.3B (2025-03-13 to 2026-03-19)
Form ADVobserved 3 days ago
$607M
Occurred
Mar 24, 2021
Regulatory AUM changed
Rossmore Private Capital, Llc reported RAUM $855.2M, up 46% from $586.9M (2020-06-29 to 2021-03-24)
Form ADVobserved 3 days ago
$268M
Occurred
Mar 24, 2021
Control person joined
Guy Andrew Baldassarre (Member) appeared on Schedule A of Rossmore Private Capital, Llc
Form ADVobserved 3 days ago
Occurred
Apr 30, 2020
Regulatory AUM changed
Rossmore Private Capital, Llc reported RAUM $586.9M, up 35% from $433.9M (2019-03-25 to 2020-04-30)
Form ADVobserved 3 days ago
$153M
Occurred
Mar 25, 2019
Regulatory AUM changed
Rossmore Private Capital, Llc reported RAUM $433.9M, up 84% from $236.0M (2018-03-28 to 2019-03-25)
Form ADVobserved 3 days ago
$198M
Occurred
Mar 28, 2018
Regulatory AUM changed
Rossmore Private Capital, Llc reported RAUM $236.0M, up 76% from $133.8M (2017-09-12 to 2018-03-28)
Form ADVobserved 3 days ago
$102M
Occurred
May 2, 2017
First Form ADV filing
Rossmore Private Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4884ac24-892f-7ebd-e408-2232ec9a384f
First observed: May 2, 2017
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROSSMORE PRIVATE CAPITAL, LLC

CRD 288453

GLASTONBURY, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4884ac24-892f-7ebd-e408-2232ec9a384f

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRIAN JOSEPH SHEEHAN

Certified Financial Planner

GLASTONBURY, CT

ALEJANDRO ALFONSO GOMEZ

Certified Financial Planner|Chartered Financial Analyst

GLASTONBURY, CT

n/a

MATTHEW DAVID MACLEAN

n/a

GLASTONBURY, CT

ANDREW GUY BALDASSARRE

Chartered Financial Analyst

GLASTONBURY, CT

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BALDASSARRE, ANDREW, GUY

Member

yes

11/2020

Mar 19, 2026

GOMEZ, ALEJANDRO, ALFONSO

Member

yes

05/2017

Mar 19, 2026

MACLEAN, MATTHEW, DAVID

Member

yes

05/2017

Mar 19, 2026

SHEEHAN, BRIAN, JOSEPH

MEMBER AND CHIEF COMPLIANCE OFFICER

yes

05/2017

Mar 19, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$1.9B

$1.8B

n/a

2024

Mar 13, 2025

$1.3B

$1.2B

n/a

2023

Mar 15, 2024

$1.1B

$996M

n/a

2022

Mar 27, 2023

$1.0B

$891M

n/a

2021

Mar 19, 2022

$994M

$880M

n/a

2020

Mar 24, 2021

$855M

$762M

n/a

2019

Apr 30, 2020

$587M

$534M

n/a

2018

Mar 25, 2019

$434M

$423M

n/a

2017

Mar 28, 2018

$236M

$224M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.9B

$1.3B

46.2%

$1.0B

23.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

May 2, 2017

Nov 20, 2017

HARTFORD, CT

Team lift out

Wirehouse to new firm

0.0%