This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 15, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

3

Exams

S66

First exam

Feb 10, 2014

First registration

Feb 15, 2001

Dual registered

yes, broker-dealer

Other names

FREDDIE P MOULTRIE|FREDDIE PERNELL MOULTIE|FREDDIE PERNELL MOULTRIE|FREDDIE PERNELL MOULTRIE|FREDDIE PERNELL MOULTIE|FREDDIE PERNELL MOULTRIE|FREDDIE PERNELL MOULTRIE

IAPD individual key

3025951

• Occurred

  May 31, 2022
  Advisor changed firm

  Freddie Moultrie left Citigroup Global Markets Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-06-02)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e4615d3a-49a3-9186-17d0-eafa4dc84a6d

First observed

Feb 15, 2001

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.