DFX Intelligence

Data Factory

F•••••••• F••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

F•••••••• F••••

F•••••••• F••••, LLC, CRD 150330

MAITLAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e47c7ad6-d4ce-9b36-df28-ca92755482b8

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 12
On other graphs: 1
Observed: Mar 26, 2012 to Mar 26, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

F•••••••• F••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.5BItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.5B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	F•••• seen	Last seen
A••• P••	Owner	E	yes	06/2014	May 28, 2024	May 28, 2024
M••• V•••••••• E• C•••	Director	Na	yes	07/2017	Dec 17, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•• R••••••••• I•••	n/a	Institutional manager	$39B	Y	yes	n/a
N•• P••••••• • C••••••• S•••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ALISO VIEJO	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.5B	$5.2B	-52.5%	$2.8B	-3.9%	7	4	1	1

Relationships

Affiliated with (3)

← WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserother investment adviser, common control
factForm ADV
→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserother investment adviser, LP sponsor, control, common control
factForm ADV
← DIVERGENT WEALTH ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (1)

← JAMIE ANN HAYES

Dated events

Occurred
Mar 26, 2026
Regulatory AUM changed
F•••••••• F•••• reported RAUM $2.5B, down 52% from $5.2B (2026-01-02 to 2026-03-26)
Form ADVobserved 7 days ago
$-2.7B
Occurred
Mar 27, 2025
Regulatory AUM changed
F•••••••• F•••• reported RAUM $5.2B, up 57% from $3.3B (2024-05-28 to 2025-03-27)
Form ADVobserved 7 days ago
$1.9B
Occurred
Mar 27, 2024
Control person joined
J Brian Yu (Chief Compliance Officer) appeared on Schedule A of F•••••••• F••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e47c7ad6-d4ce-9b36-df28-ca92755482b8
First observed: Mar 26, 2012
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.