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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

FRAGASSO FINANCIAL ADVISORS

FRAGASSO FINANCIAL ADVISORS INC., CRD 123255

SEWICKLEY, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4810a26-e750-7c28-1e59-050a9c23b8a4

Data as of Jul 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 63
Dated events: 5
On other graphs: 0
Observed: Aug 24, 2012 to Jul 8, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=18.0
Regulatory AUM: $2.8BItem 5.F on the latest filing (2026-07-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.8B
Private client RAUM: $2.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 25
RAUM per advisor: $113Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 35
Advisory employees: 28
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 5,753
Individual clients: 1,315
High net worth clients: 758
Custody, client assets: $0
SEC number: 801-77097
CIK: 1613331
CRD: 123255
Filings on the tape: 44
First filed: Aug 24, 2012
Latest filed: Jul 8, 2026
Organised: Corporation, PA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT IVANO FRAGASSO	n/a	McMurray, PA	30	45	1	no
MICHAEL EDMUND FERTIG	n/a	McMurray, PA	29	31	n/a	yes
KAREN LYNN LAPINA	n/a	PITTSBURGH, PA	23	25	1	yes
RICHARD JOSEPH ALFERA	n/a	McMurray, PA	23	25	n/a	yes
BRIAN ALAN ROBINETTE	Certified Financial Planner	McMurray, PA	23	26	1	yes
JAMES PAUL DANKO	n/a	McMurray, PA	19	29	n/a	yes
LILIANN MOSER	n/a	SEWICKLEY, PA	17	22	1	yes
BRIANNE DOROTHY KING	n/a	SEWICKLEY, PA	15	21	1	yes
WILLIAM EDWARD WOLFE	n/a	SEWICKLEY, PA	15	23	1	yes
DANIEL JAMES DINGUS	Certified Financial Planner	SEWICKLEY, PA	15	20	3	yes
BRANDON XAVIER SCHWAN	n/a	SEWICKLEY, PA	13	15	1	yes
ROBERT JAMES YELENOVSKY	n/a	SEWICKLEY, PA	11	16	2	yes
DANIEL SPIRO TATOMIR	n/a	McMurray, PA	11	19	n/a	yes
TED WILLIAM DROST	Certified Financial Planner	Wexford, PA	10	19	3	yes
MICHAEL HALL GODWIN	n/a	SEWICKLEY, PA	10	11	n/a	yes
MALLORY KATE LABIK	n/a	SEWICKLEY, PA	9	11	1	yes
BRYAN MICHAEL REFT	n/a	SEWICKLEY, PA	9	11	2	yes
RACHEL WEAVER	n/a	SEWICKLEY, PA	9	13	1	yes
ANDREW DAVID SILVER	n/a	McMurray, PA	9	13	1	yes
PAUL MEHNO	Chartered Financial Consultant	SEWICKLEY, PA	7	29	1	no
Serhiy Zayats	n/a	SEWICKLEY, PA	5	11	2	no
NICHOLAS R. REDSHAW	n/a	SEWICKLEY, PA	4	13	1	yes
BERNARD ELWOOD CARTER	Certified Financial Planner\|Chartered Financial Analyst	SEWICKLEY, PA	1	33	2	no
BRENT RHUDY SUTHERLAND	Certified Financial Planner	SEWICKLEY, PA	1	12	3	no
William Gregory Skidmore	n/a	SEWICKLEY, PA	0	13	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DANKO, JAMES, PAUL	CHIEF COMPLIANCE OFFICER	Na	yes	04/2015	Apr 22, 2016	Jan 30, 2024
DINGUS, DANIEL, JAMES	President	Na	yes	12/2014	Feb 21, 2014	Jan 30, 2024
DINGUS, DANIEL, JAMES	Trustee	F	yes	06/2022	Feb 21, 2014	Jan 30, 2024
ERIMIAS, CHRISTINE, LUCAS	Trustee	F	yes	09/2020	Jan 30, 2015	Jan 30, 2024
ERIMIAS, CHRISTINE, LUCAS	Trustee	F	yes	09/2020	Jan 30, 2015	Jan 30, 2024
ERIMIAS, CHRISTINE, LUCAS	Trustee	F	yes	09/2020	Jan 30, 2015	Jan 30, 2024
ERIMIAS, CHRISTINE, LUCAS	CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER	Na	yes	11/2014	Jan 30, 2015	Jan 30, 2024
ERIMIAS, CHRISTINE, LUCAS	Trustee	F	yes	06/2022	Jan 30, 2015	Jan 30, 2024
FRAGASSO FINANCIAL ADVISORS, INC. EMPLOYEE STOCK OWNERSHIP TRUST	EMPLOYEE STOCK OWNERSHIP PLAN TRUST	D	yes	05/2022	May 11, 2016	Jan 30, 2024
FRAGASSO, ROBERT, IVANO	Trustee	F	yes	04/2016	Aug 24, 2012	Jan 30, 2024
FRAGASSO, ROBERT, IVANO	CHIEF EXECUTIVE OFFICER	Na	yes	02/2022	Aug 24, 2012	Jan 30, 2024
ROBINETTE, CHRISTINE, ELIZABETH	Trustee	F	yes	09/2020	Nov 28, 2023	Jan 30, 2024
ROBINETTE, CHRISTINE, ELIZABETH	EXECUTIVE VICE PRESIDENT	Na	yes	11/2018	Nov 28, 2023	Jan 30, 2024
ROBINETTE, CHRISTINE, ELIZABETH	Trustee	F	yes	06/2022	Nov 28, 2023	Jan 30, 2024
FERTIG, KATHLEEN, ELAINE	Trustee	F	no	09/2020	Nov 28, 2023	Jan 30, 2024
FRAGASSO FAMILY IRREVOCABLE TRUST FBO CHRISTINE E ROBINETTE	Owner	B	no	05/2022	Nov 28, 2023	Jan 30, 2024
FRAGASSO FAMILY IRREVOCABLE TRUST FBO KATHLEEN E FERTIG	Owner	B	no	05/2022	Nov 28, 2023	Jan 30, 2024
FRAGASSO FAMILY IRREVOCABLE TRUST FBO VICKI L FRAGASSO	Owner	B	no	05/2022	Nov 28, 2023	Jan 30, 2024
Fragasso, Vicki, L	Trustee	F	no	09/2020	Nov 28, 2023	Jan 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RICHARD ALFERA	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Mcmurray	Pa	United States	3	no
Pittsburgh	Pa	United States	2	no
Pittsburgh	Pa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 18, 2026	$2.8B	$2.8B	35	28	3	n/a	n/a
2024	Apr 16, 2025	$2.4B	$2.4B	35	25	2	n/a	n/a
2023	Jan 30, 2024	$2.1B	$2.1B	33	27	3	n/a	n/a
2022	Feb 28, 2023	$1.8B	$1.8B	36	30	5	n/a	n/a
2021	Feb 25, 2022	$1.9B	$1.9B	29	27	5	n/a	n/a
2020	Mar 3, 2021	$1.7B	$1.7B	31	29	5	n/a	n/a
2019	Mar 3, 2020	$1.5B	$1.5B	33	31	5	n/a	n/a
2018	Mar 14, 2019	$1.1B	$1.1B	37	31	5	n/a	n/a
2017	Feb 28, 2018	$1.0B	$1.0B	35	23	3	n/a	n/a
2016	Mar 1, 2017	$864M	$864M	40	20	n/a	n/a	n/a
2015	Feb 3, 2016	$831M	$831M	41	23	n/a	n/a	n/a
2014	Jan 30, 2015	$853M	$853M	38	19	n/a	n/a	n/a
2013	Feb 21, 2014	$736M	$736M	37	20	n/a	n/a	n/a
2012	Mar 28, 2013	$580M	$500M	38	23	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	4.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.8B	$2.4B	16.9%	$1.8B	16.6%	35	35	3	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Jul 20, 2018	Nov 18, 2016	WEXFORD, PA	Team lift out	RIA to RIA	0.0%

Relationships

Registered with (42)

← William Gregory SkidmoreAdvisorregistration: current employment
Feb 2, 2026 to presentfactForm ADV
← BERNARD ELWOOD CARTERAdvisorregistration: current employment
Jun 24, 2025 to presentfactForm ADV
← BRENT RHUDY SUTHERLANDAdvisorregistration: previous registration
Jun 1, 2015 to Jan 31, 2017factForm ADV
← NICHOLAS R. REDSHAWAdvisorregistration: current employment
Apr 12, 2022 to presentfactForm ADV
← Serhiy ZayatsAdvisorregistration: current employment
Jul 21, 2021 to presentfactForm ADV
← PAUL MEHNOAdvisorregistration: current employment
Nov 20, 2018 to presentfactForm ADV
← ANDREW DAVID SILVERAdvisorregistration: current employment
Jul 18, 2017 to presentfactForm ADV
← RACHEL WEAVERAdvisorregistration: current employment
Nov 18, 2016 to presentfactForm ADV
← BRYAN MICHAEL REFTAdvisorregistration: current employment
Nov 4, 2016 to presentfactForm ADV
← MALLORY KATE LABIKAdvisorregistration: current employment
Oct 28, 2016 to presentfactForm ADV
← MICHAEL HALL GODWINAdvisorregistration: current employment
Sep 30, 2015 to presentfactForm ADV
← TED WILLIAM DROSTAdvisorregistration: current employment
Sep 22, 2015 to presentfactForm ADV
← DANIEL SPIRO TATOMIRAdvisorregistration: current employment
Aug 4, 2015 to presentfactForm ADV
← ROBERT JAMES YELENOVSKYAdvisorregistration: current employment
Jan 29, 2015 to presentfactForm ADV
← BRANDON XAVIER SCHWANAdvisorregistration: current employment
May 31, 2013 to presentfactForm ADV
← DANIEL JAMES DINGUSAdvisorregistration: current employment
Nov 15, 2010 to presentfactForm ADV
← BRIANNE DOROTHY KINGAdvisorregistration: current employment
Nov 4, 2010 to presentfactForm ADV
← WILLIAM EDWARD WOLFEAdvisorregistration: current employment
Nov 4, 2010 to presentfactForm ADV
← LILIANN MOSERAdvisorregistration: current employment
Oct 13, 2008 to presentfactForm ADV
← JAMES PAUL DANKOAdvisorregistration: current employment
Dec 13, 2006 to presentfactForm ADV
← BRIAN ALAN ROBINETTEAdvisorregistration: current employment
Feb 3, 2003 to presentfactForm ADV
← RICHARD JOSEPH ALFERAAdvisorregistration: current employment
Dec 20, 2002 to presentfactForm ADV
← KAREN LYNN LAPINAAdvisorregistration: current employment
Dec 19, 2002 to presentfactForm ADV
← MICHAEL EDMUND FERTIGAdvisorregistration: current employment
Aug 22, 1997 to presentfactForm ADV
← ROBERT IVANO FRAGASSOAdvisorregistration: current employment
Jun 12, 1996 to presentfactForm ADV
← Leigh Winchester FlemingAdvisorregistration: previous registration
Jul 1, 2022 to Mar 17, 2026factForm ADV
← Andrew R MaddenAdvisorregistration: previous registration
May 16, 2017 to Mar 22, 2022factForm ADV
← KERRY A KELLYAdvisorregistration: previous registration
Jun 1, 2017 to Apr 22, 2020factForm ADV
← GREGG WILLIAM DAILYAdvisorregistration: previous registration
Feb 4, 2005 to Apr 22, 2020factForm ADV
← MADISON NESTOR SHARICKAdvisorregistration: previous registration
Nov 18, 2016 to Jan 9, 2018factForm ADV
and 12 more

Controls (6)

← FRAGASSO, ROBERT, IVANOOwnerTRUSTEE, ownership code F, individual
Aug 24, 2012 to Jan 30, 2024factForm ADV
← ROBINETTE, CHRISTINE, ELIZABETHOwnerTRUSTEE, ownership code F, individual
Nov 28, 2023 to Jan 30, 2024factForm ADV
← DANKO, JAMES, PAULOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 22, 2016 to Jan 30, 2024factForm ADV
← DINGUS, DANIEL, JAMESOwnerTRUSTEE, ownership code F, individual
Feb 21, 2014 to Jan 30, 2024factForm ADV
← ERIMIAS, CHRISTINE, LUCASOwnerTRUSTEE, ownership code F, individual
Jan 30, 2015 to Jan 30, 2024factForm ADV
← FRAGASSO FINANCIAL ADVISORS, INC. EMPLOYEE STOCK OWNERSHIP TRUSTOwnerEMPLOYEE STOCK OWNERSHIP PLAN TRUST, ownership code D, domestic entity
May 11, 2016 to Jan 30, 2024factForm ADV

Owns (5)

← FERTIG, KATHLEEN, ELAINEOwnerTRUSTEE, ownership code F, individual
Nov 28, 2023 to Jan 30, 2024factForm ADV
← Fragasso, Vicki, LOwnerTRUSTEE, ownership code F, individual
Nov 28, 2023 to Jan 30, 2024factForm ADV
← FRAGASSO FAMILY IRREVOCABLE TRUST FBO CHRISTINE E ROBINETTEOwnerOWNER, ownership code B, domestic entity
Nov 28, 2023 to Jan 30, 2024factForm ADV
← FRAGASSO FAMILY IRREVOCABLE TRUST FBO KATHLEEN E FERTIGOwnerOWNER, ownership code B, domestic entity
Nov 28, 2023 to Jan 30, 2024factForm ADV
← FRAGASSO FAMILY IRREVOCABLE TRUST FBO VICKI L FRAGASSOOwnerOWNER, ownership code B, domestic entity
Nov 28, 2023 to Jan 30, 2024factForm ADV

Moved with (1)

← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out
Jul 20, 2018 to Nov 18, 2016factForm ADV

Dated events

Occurred
Mar 17, 2026
Advisor changed firm
Leigh Winchester Fleming left Fragasso Financial Advisors for Ascensus Investment Advisors, Llc (registered 2026-05-19)
Form ADVobserved 4 days ago
Occurred
Nov 28, 2023
Control person joined
Elizabeth Christine Robinette (Executive Vice President) appeared on Schedule A of Fragasso Financial Advisors
Form ADVobserved 4 days ago
Occurred
Mar 22, 2022
Advisor changed firm
Andrew R Madden left Fragasso Financial Advisors for Advice And Planning Services (registered 2025-06-18)
Form ADVobserved 4 days ago
Occurred
Mar 3, 2020
Regulatory AUM changed
Fragasso Financial Advisors reported RAUM $1.5B, up 35% from $1.1B (2019-10-02 to 2020-03-03)
Form ADVobserved 4 days ago
$392M
Occurred
Aug 24, 2012
First Form ADV filing
Fragasso Financial Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4810a26-e750-7c28-1e59-050a9c23b8a4
First observed: Aug 24, 2012
Last observed: Jul 8, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FRAGASSO FINANCIAL ADVISORS

FRAGASSO FINANCIAL ADVISORS INC., CRD 123255

SEWICKLEY, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4810a26-e750-7c28-1e59-050a9c23b8a4

Data as of Jul 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:19 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT IVANO FRAGASSO

n/a

McMurray, PA

MICHAEL EDMUND FERTIG

n/a

McMurray, PA

n/a

yes

KAREN LYNN LAPINA

n/a

PITTSBURGH, PA

yes

RICHARD JOSEPH ALFERA

n/a

McMurray, PA

n/a

yes

BRIAN ALAN ROBINETTE

Certified Financial Planner

McMurray, PA

yes

JAMES PAUL DANKO

n/a

McMurray, PA

n/a

yes

LILIANN MOSER

n/a

SEWICKLEY, PA

yes

BRIANNE DOROTHY KING

n/a

SEWICKLEY, PA

yes

WILLIAM EDWARD WOLFE

n/a

SEWICKLEY, PA

yes

DANIEL JAMES DINGUS

Certified Financial Planner

SEWICKLEY, PA

yes

BRANDON XAVIER SCHWAN

n/a

SEWICKLEY, PA

yes

ROBERT JAMES YELENOVSKY

n/a

SEWICKLEY, PA

yes

DANIEL SPIRO TATOMIR

n/a

McMurray, PA

n/a

yes

TED WILLIAM DROST

Certified Financial Planner

Wexford, PA

yes

MICHAEL HALL GODWIN

n/a

SEWICKLEY, PA

n/a

yes

MALLORY KATE LABIK

n/a

SEWICKLEY, PA

yes

BRYAN MICHAEL REFT

n/a

SEWICKLEY, PA

yes

RACHEL WEAVER

n/a

SEWICKLEY, PA

yes

ANDREW DAVID SILVER

n/a

McMurray, PA

yes

PAUL MEHNO

Chartered Financial Consultant

SEWICKLEY, PA

Serhiy Zayats

n/a

SEWICKLEY, PA

NICHOLAS R. REDSHAW

n/a

SEWICKLEY, PA

yes

BERNARD ELWOOD CARTER

Certified Financial Planner|Chartered Financial Analyst

SEWICKLEY, PA

BRENT RHUDY SUTHERLAND

Certified Financial Planner

SEWICKLEY, PA

William Gregory Skidmore

n/a

SEWICKLEY, PA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DANKO, JAMES, PAUL

CHIEF COMPLIANCE OFFICER

yes

04/2015

Apr 22, 2016

Jan 30, 2024

DINGUS, DANIEL, JAMES

President

yes

12/2014

Feb 21, 2014

Jan 30, 2024

DINGUS, DANIEL, JAMES

Trustee

yes

06/2022

Feb 21, 2014

Jan 30, 2024

ERIMIAS, CHRISTINE, LUCAS

Trustee

yes

09/2020

Jan 30, 2015

Jan 30, 2024

ERIMIAS, CHRISTINE, LUCAS

Trustee

yes

09/2020

Jan 30, 2015

Jan 30, 2024

ERIMIAS, CHRISTINE, LUCAS

Trustee

yes

09/2020

Jan 30, 2015

Jan 30, 2024

ERIMIAS, CHRISTINE, LUCAS

CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER

yes

11/2014

Jan 30, 2015

Jan 30, 2024

ERIMIAS, CHRISTINE, LUCAS

Trustee

yes

06/2022

Jan 30, 2015

Jan 30, 2024

FRAGASSO FINANCIAL ADVISORS, INC. EMPLOYEE STOCK OWNERSHIP TRUST

EMPLOYEE STOCK OWNERSHIP PLAN TRUST

yes

05/2022

May 11, 2016

Jan 30, 2024

FRAGASSO, ROBERT, IVANO

Trustee

yes

04/2016

Aug 24, 2012

Jan 30, 2024

FRAGASSO, ROBERT, IVANO

CHIEF EXECUTIVE OFFICER

yes

02/2022

Aug 24, 2012

Jan 30, 2024

ROBINETTE, CHRISTINE, ELIZABETH

Trustee

yes

09/2020

Nov 28, 2023

Jan 30, 2024

ROBINETTE, CHRISTINE, ELIZABETH

EXECUTIVE VICE PRESIDENT

yes

11/2018

Nov 28, 2023

Jan 30, 2024

ROBINETTE, CHRISTINE, ELIZABETH

Trustee

yes

06/2022

Nov 28, 2023

Jan 30, 2024

FERTIG, KATHLEEN, ELAINE

Trustee

09/2020

Nov 28, 2023

Jan 30, 2024

FRAGASSO FAMILY IRREVOCABLE TRUST FBO CHRISTINE E ROBINETTE

Owner

05/2022

Nov 28, 2023

Jan 30, 2024

FRAGASSO FAMILY IRREVOCABLE TRUST FBO KATHLEEN E FERTIG

Owner

05/2022

Nov 28, 2023

Jan 30, 2024

FRAGASSO FAMILY IRREVOCABLE TRUST FBO VICKI L FRAGASSO

Owner

05/2022

Nov 28, 2023

Jan 30, 2024

Fragasso, Vicki, L

Trustee

09/2020

Nov 28, 2023

Jan 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RICHARD ALFERA

n/a

City

State

Country

Employees

Also broker-dealer

Mcmurray

United States

Pittsburgh

United States

Pittsburgh

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 18, 2026

$2.8B

n/a

2024

Apr 16, 2025

$2.4B

n/a

2023

Jan 30, 2024

$2.1B

n/a

2022

Feb 28, 2023

$1.8B

n/a

2021

Feb 25, 2022

$1.9B

n/a

2020

Mar 3, 2021

$1.7B

n/a

2019

Mar 3, 2020

$1.5B

n/a

2018

Mar 14, 2019

$1.1B

n/a

2017

Feb 28, 2018

$1.0B

n/a

2016

Mar 1, 2017

$864M

n/a

2015

Feb 3, 2016

$831M

n/a

2014

Jan 30, 2015

$853M

n/a

2013

Feb 21, 2014

$736M

n/a

2012

Mar 28, 2013

$580M

$500M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

4.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.8B

$2.4B

16.9%

$1.8B

16.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Jul 20, 2018

Nov 18, 2016

WEXFORD, PA

Team lift out

RIA to RIA

0.0%