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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

KERRY A KELLY

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

PITTSBURGH, PA

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Search this name across graphsid dfx:ria:fadcdf47-dbde-eb86-0cfd-d99af5caa3a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 8, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 25, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 25, 2003
First registration: Feb 8, 2011
Dual registered: yes, broker-dealer
Other names: KERRY A KELLY
IAPD individual key: 4083147

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Oct 12, 2020	n/a	yes	PITTSBURGH, PA	Current employment
FRAGASSO FINANCIAL ADVISORS	Independent wealth	Jun 1, 2017	Apr 22, 2020	no	SEWICKLEY, PA	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Oct 14, 2015	Sep 28, 2016	no	Cranberry Twp, PA\|MERIDEN, CT\|Glenshaw, PA\|Mars, PA\|Allison Park, PA\|Wexford, PA	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Sep 5, 2014	Oct 16, 2015	no	PITTSBURGH, PA\|ALLISON PARK, PA\|CRANBERRY TWP, PA\|WEXFORD, PA\|WEXFORD, PA\|MARS, PA\|GLENSHAW, PA	Previous registration
MORGAN STANLEY	Wirehouse	Feb 8, 2011	Sep 19, 2014	no	BUTLER, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FRAGASSO FINANCIAL ADVISORS	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Apr 22, 2020	Oct 12, 2020	173	Firm change	RIA to ibd
OSAIC INSTITUTIONS, INC.	FRAGASSO FINANCIAL ADVISORS	Sep 28, 2016	Jun 1, 2017	246	Firm change	Other
ESSEX NATIONAL SECURITIES, INC.	OSAIC INSTITUTIONS, INC.	Oct 16, 2015	Oct 14, 2015	-2	Firm change	Other
MORGAN STANLEY	ESSEX NATIONAL SECURITIES, INC.	Sep 19, 2014	Sep 5, 2014	-14	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
25454:35371:PA:2015-10-16	Oct 16, 2015	Oct 14, 2015	GLENSHAW, PA	Firm change

Relationships

Registered with (5)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Oct 12, 2020 to presentfactForm ADV
→ FRAGASSO FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jun 1, 2017 to Apr 22, 2020factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Oct 14, 2015 to Sep 28, 2016factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Sep 5, 2014 to Oct 16, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 8, 2011 to Sep 19, 2014factForm ADV

Dated events

No dated event names this entity yet.