DFX Intelligence

J•• K•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

J•• K•••• S••••••

Advisor at T••••••• S••••••• A•••••••

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e482fe53-f932-9816-a14e-552a5e252105

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 20, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 5, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Aug 26, 2020	n/a	yes	INDIANAPOLIS, IN	Current employment
W•••••• • R•••	Former SEC adviser	May 2, 2016	Jun 24, 2016	no	CHARLEROI, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	T••••••• S••••••• A•••••••	Jun 24, 2016	Aug 26, 2020	1,524	Firm change after gap	Other
R•• C•••••• M••••••• L••	W•••••• • R•••	May 18, 2016	May 2, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
866:299201:PA:2016-06-24	Jun 24, 2016	Aug 26, 2020	CHARLEROI, PA	Firm change after gap

Relationships

Registered with (5)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Aug 26, 2020 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
May 2, 2016 to Jun 24, 2016factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Dec 8, 2004 to May 18, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e482fe53-f932-9816-a14e-552a5e252105
First observed: Jan 20, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.