R••• N•••••

Advisor at M••••••

Woodland Hills, CA | Costa Mesa, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4832244-4276-496f-d9a9-4afc97983027

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 20, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Sep 2, 2026	n/a	yes	Costa Mesa, CA\|Woodland Hills, CA	Current employment
W••• W••••• G••••• L••	Independent wealth	Jun 12, 2025	Jul 22, 2026	no	IRVINE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••• W••••• G••••• L••	M••••••	Jul 22, 2026	Sep 2, 2026	42	Firm change	RIA to ibd
J••• M••••• S••••••••• L••	W••• W••••• G••••• L••	May 30, 2025	Jun 12, 2025

Relationships

Registered with (5)

→ M••••••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ W••• W••••• G••••• L••Registered adviserregistration: previous registration
Jun 12, 2025 to Jul 22, 2026factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 1, 2022 to May 30, 2025factForm ADV
→ P••• A••••• S••••••••• L••

Dated events

Occurred
Jul 22, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4832244-4276-496f-d9a9-4afc97983027
First observed: Mar 20, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.