DFX Intelligence

J•••• M••••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

J•••• M••••••• P••••••

Advisor at Q•••••• P•••••• W•••••• L••

••• Locked

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Search this name across graphsid dfx:ria:e48f434e-19e5-7bfe-391c-6925530c08b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q•••••• P•••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 18, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q•••••• P•••••• W•••••• L••	Independent wealth	Apr 9, 2020	n/a	yes	TAMPA, FL\|FRANKFORT, MI\|LAKE FOREST, IL\|TAMPA, FL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Sep 22, 2006	May 8, 2020	no	NORTHBROOK, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	Q•••••• P•••••• W•••••• L••	May 8, 2020	Apr 9, 2020	-29	Firm change	Wirehouse to new firm
D••••••• B••• S••••••••• I•••	U•• F•••••••• S••••••• I•••	Sep 29, 2006	Sep 22, 2006

Relationships

Registered with (3)

→ Q•••••• P•••••• W•••••• L••Registered adviserregistration: current employment
Apr 9, 2020 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 22, 2006 to May 8, 2020factForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 16, 2001 to Sep 29, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e48f434e-19e5-7bfe-391c-6925530c08b8
First observed: Jan 16, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.