DFX Intelligence

Q•••••• P•••••• W•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

Q•••••• P•••••• W•••••• L••

CRD 307358

TAMPA, FL

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Search this name across graphsid dfx:ria:65e64dd1-a919-9dc9-ddab-179f9d801609

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 5
On other graphs: 0
Observed: Feb 7, 2020 to Jul 22, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $418M••• Locked
Discretionary RAUM: $418M
Private client RAUM: $413Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $418Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• M••••••• P••••••	n/a	TAMPA, FL \| FRANKFORT, MI \| LAKE FOREST, IL	6	40	2	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P••••••• J••••• M•••••••	CHIEF COMPLIANCE OFFICER	E	yes	02/2021	Apr 9, 2020	Sep 23, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 2, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$418M	$376M	11.3%	$257M	17.6%	5	5	1	2

Relationships

Registered with (3)

← J•••• M••••••• P••••••Advisorregistration: current employment
Apr 9, 2020 to presentfactForm ADV
← J••••••• A•• M•••••••Advisorregistration: previous registration
Apr 9, 2020 to Dec 6, 2022factForm ADV
← T••• W•••••• G•••••Advisorregistration: previous registration
Mar 9, 2020 to Oct 25, 2021factForm ADV

Controls (1)

Dated events

Occurred
Dec 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 26, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$125M
Occurred
Feb 26, 2021
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 9, 2020
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65e64dd1-a919-9dc9-ddab-179f9d801609
First observed: Feb 7, 2020
Last observed: Jul 22, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.