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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Brandon Paul Lombardo

Advisor at CHARLES SCHWAB & CO., INC.

Elkorn, NE | Chicago, IL

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Search this name across graphsid dfx:ria:e491430f-46a0-5c63-e201-bc34b345fe19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 23, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Feb 23, 2007
First registration: May 23, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5233014

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 14, 2018	n/a	yes	Elkorn, NE\|Chicago, IL	Current employment
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Nov 18, 2016	Jun 15, 2018	no	FORT WORTH, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 18, 2008	Nov 16, 2016	no	OMAHA, NE\|Fort Worth, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 18, 2008	Nov 16, 2016	no	OMAHA, NE\|OMAHA, NE\|OMAHA, NE\|Fort Worth, TX	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Aug 9, 2007	Jan 17, 2008	no	LA VISTA, NE	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	May 23, 2007	Jul 20, 2007	no	OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST COMMAND ADVISORY SERVICES	CHARLES SCHWAB & CO., INC.	Jun 15, 2018	Jun 14, 2018	-1	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	FIRST COMMAND ADVISORY SERVICES	Nov 16, 2016	Nov 18, 2016	2	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Nov 16, 2016	Jan 18, 2008	-3,225	Channel change	Other
SECURITIES AMERICA ADVISORS, INC.	TD AMERITRADE, INC.	Jan 17, 2008	Jan 18, 2008	1	Firm change	Other
SECURIAN FINANCIAL SERVICES, INC.	SECURITIES AMERICA ADVISORS, INC.	Jul 20, 2007	Aug 9, 2007	20	Firm change	Other

Relationships

Registered with (6)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jun 14, 2018 to presentfactForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 18, 2016 to Jun 15, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 18, 2008 to Nov 16, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 18, 2008 to Nov 16, 2016factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Aug 9, 2007 to Jan 17, 2008factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 23, 2007 to Jul 20, 2007factForm ADV

Dated events

No dated event names this entity yet.