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Advisor at RBC CAPITAL MARKETS, LLC
ROCKVILLE, MD | Gaithersburg, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 5, 2009 | n/a | yes | ROCKVILLE, MD|Gaithersburg, MD | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | May 15, 2009 | no | BETHESDA, MD|NEW YORK, NY|BETHESDA, MD | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Sep 28, 2000 | Feb 21, 2006 | no | BETHESDA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | RBC CAPITAL MARKETS, LLC | May 15, 2009 | May 5, 2009 | -10 | Firm change | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |