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Registered advisor
T••• R••••• F••
Feed of 09/14/2026
Also filed as T••• R Fox
At current firm
17 y
since May 5, 2009
In the industry
30 y
since Jun 24, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince May 5, 2009 · Rockville, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to May 15, 2009 · Bethesda, Md
- L••• M•••• W••• W•••••• I••••••••• unclassifiedSep 28, 2000 to Feb 21, 2006 · Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to R•• C•••••• M••••••• L••left May 15, 2009, registered May 5, 2009 (-10 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address