DFX Intelligence

K•• D•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

K•• D•••• W•••••

Advisor at H•••••• I••••••••• I•••

NILES, MI | CASSOPOLIS, MI

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Search this name across graphsid dfx:ria:e4b31283-3b10-44bd-06ed-db754268ef36

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 21, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• I•••	Independent wealth	Jan 5, 2021	n/a	yes	CASSOPOLIS, MI\|NILES, MI	Current employment
C•••••• F•••••••• A••••••• L••	Independent wealth	Dec 18, 2015	Jan 6, 2021	no	GRANGER, IN\|Niles, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• A••••••• L••	H•••••• I••••••••• I•••	Jan 6, 2021	Jan 5, 2021	-1	Firm change	RIA to RIA
A••••••••• F•••••••• S•••••••• L••	C•••••• F•••••••• A••••••• L••	Dec 9, 2015	Dec 18, 2015

Relationships

Registered with (3)

→ H•••••• I••••••••• I•••Registered adviserregistration: current employment
Jan 5, 2021 to presentfactForm ADV
→ C•••••• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 18, 2015 to Jan 6, 2021factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 21, 1999 to Dec 9, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4b31283-3b10-44bd-06ed-db754268ef36
First observed: Jan 21, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.