DFX Intelligence

C••••••••• S•••• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

C••••••••• S•••• T••••••••

Advisor at W•••••••• W••••• M••••••••• I•••

Jersey City, NJ | W••••••••, GA

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Search this name across graphsid dfx:ria:e4c0fd4b-281c-5710-6a8c-5059ce23806b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••••• W••••• M••••••••• I•••	Independent wealth	Jun 28, 2018	n/a	yes	W••••••••, GA\|Jersey City, NJ	Current employment
W•••••••• F•••••••• G••••• I•••	Former SEC adviser	Aug 18, 2014	Nov 9, 2018	no	W••••••••, GA\|Jersey City, NJ\|Jersey City, NJ\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• F•••••••• G••••• I•••	W•••••••• W••••• M••••••••• I•••	Nov 9, 2018	Jun 28, 2018	-134	Channel change	RIA to new firm
W•••• A••••••• S•••••••	W•••••••• F•••••••• G••••• I•••	Aug 18, 2014	Aug 18, 2014

Relationships

Registered with (3)

→ W•••••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 28, 2018 to presentfactForm ADV
→ W•••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Aug 18, 2014 to Nov 9, 2018factForm ADV
→ W•••• A••••••• S•••••••Registered adviserregistration: previous registration
Feb 24, 2014 to Aug 18, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4c0fd4b-281c-5710-6a8c-5059ce23806b
First observed: Feb 24, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.