DFX Intelligence

S•••• D•••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor11 years in industry

S•••• D•••••• A••••

Advisor at F••• W••••• M•••••••••

WAYZATA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4c2ff3a-d2f8-3aa7-c09b-48000718e789

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••• W••••• M•••••••••	Independent wealth	Feb 22, 2022	n/a	yes	WAYZATA, MN	Current employment
F••••••••• I••••••••• A••••••• L••	Independent wealth	Jan 23, 2020	Jun 3, 2022	no	PHOENIX, AZ\|WAYZATA, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• I••••••••• A••••••• L••	F••• W••••• M•••••••••	Jun 3, 2022	Feb 22, 2022	-101	Firm change after gap	RIA to new firm
M••••• O• O•••• I••••••• S•••••••• I•••	F••••••••• I••••••••• A••••••• L••	Jan 23, 2020	Jan 23, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
175083:318201:MN:2022-06-03	Jun 3, 2022	Feb 22, 2022	WAYZATA, MN	Firm change after gap

Relationships

Registered with (3)

→ F••• W••••• M•••••••••Registered adviserregistration: current employment
Feb 22, 2022 to presentfactForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 23, 2020 to Jun 3, 2022factForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 2, 2017 to Jan 23, 2020factForm ADV

Dated events

Occurred
Jun 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4c2ff3a-d2f8-3aa7-c09b-48000718e789
First observed: Mar 2, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.