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Advisor at ARKADIOS WEALTH ADVISORS
New Berlin, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARKADIOS WEALTH ADVISORS | Bd affiliated wealth | Jun 1, 2018 | n/a | yes | New Berlin, WI | Current employment |
| TRIAD ADVISORS, LLC | Former SEC adviser | Feb 3, 2016 | May 29, 2018 | no | New Berlin, WI|ATLANTA, GA|New Berlin, WI | Previous registration |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | Jan 24, 2013 | Feb 2, 2016 | no | LYNNFIELD, MA|NEW BERLIN, WI|LYNNFIELD, MA | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | May 19, 2008 | Feb 7, 2013 | no | MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRIAD ADVISORS, LLC | ARKADIOS WEALTH ADVISORS | May 29, 2018 | Jun 1, 2018 | 3 | Firm change | Ibd to new firm |
| INVESTORS CAPITAL ADVISORY | TRIAD ADVISORS, LLC | Feb 2, 2016 | Feb 3, 2016 | 1 | Firm change | Other |
| QUESTAR ASSET MANAGEMENT, INC. | INVESTORS CAPITAL ADVISORY | Feb 7, 2013 | Jan 24, 2013 | -14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 25803:288863:WI:2018-05-29 | May 29, 2018 | Jun 1, 2018 | NEW BERLIN, WI | Firm change |
| 30613:25803:MA:2016-02-02 | Feb 2, 2016 | Feb 3, 2016 | LYNNFIELD, MA | Firm change |