DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FIFTH THIRD SECURITIES, INC.
St. John's, FL | Yulee, FL | JACKSONVILLE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jul 15, 2026 | n/a | yes | JACKSONVILLE, FL|JACKSONVILLE, FL|Yulee, FL|JACKSONVILLE, FL|JACKSONVILLE, FL|JACKSONVILLE, FL|JACKSONVILLE, FL|St. John's, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 16, 2022 | Jul 15, 2026 | no | JACKSONVILLE, FL|JACKSONVILLE, FL|JACKSONVILLE, FL | Previous registration |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | May 11, 2022 | Oct 21, 2022 | no | GREENWOOD VILLAGE, CO|JACKSONVILLE, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 8, 2011 | Apr 12, 2022 | no | JACKSONVILLE, FL|JACKSONVILLE, FL | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jan 14, 2011 | Aug 2, 2011 | no | JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FIFTH THIRD SECURITIES, INC. | Jul 15, 2026 | Jul 15, 2026 | 0 | Firm change | Wirehouse to ibd |
| EMPOWER ADVISORY GROUP, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 21, 2022 | Dec 16, 2022 | 56 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EMPOWER ADVISORY GROUP, LLC | Apr 12, 2022 | May 11, 2022 | 29 | Firm change | Wirehouse to ibd |
| STRATEGIC ADVISERS LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 2, 2011 | Sep 8, 2011 | 37 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:628:FL:2026-07-15 | Jul 15, 2026 | Jul 15, 2026 | JACKSONVILLE, FL | Firm change |
| 7691:112058:FL:2022-04-04 | Apr 12, 2022 | May 11, 2022 | JACKSONVILLE, FL | Firm change |