This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 8, 1995earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

7derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner|Chartered Financial Analyst

Exams

S66|S65

First exam

Dec 8, 1995

First registration

Apr 24, 2014

Dual registered

yes, broker-dealer

Other names

MARY GAIL WALTON|MARY G WALTON|MARY GAIL HALLIDAY|MARY G SYCAMORE|MARY GAIL HALLIDAY|MARY GAIL|Mary Gail Sycamore

IAPD individual key

1229299

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e4cd1f4c-bf02-2551-a7dc-efe8c41530f1

First observed

Apr 24, 2014

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.