DFX Intelligence

A••••• F• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

A••••• F• B•••••••

Advisor at M••••• S••••••

Garden City, NY

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Search this name across graphsid dfx:ria:e4d02d9e-4cbf-f763-1fbe-4acae5df9c13

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 27, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 18, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 25, 2022	n/a	yes	Garden City, NY	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Mar 29, 2017	May 6, 2022	no	Lake Grove, NY\|Garden City, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	M••••• S••••••	May 6, 2022	Jul 25, 2022	80	Firm change	Ibd to wirehouse
H••• S••••••••• •••• I•••	C•••••• S••••• • C••• I•••	Mar 17, 2017	Mar 29, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
106352:19585:NY:2016-07-28	Jul 29, 2016	Jan 15, 2017	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 25, 2022 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Mar 29, 2017 to May 6, 2022factForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Jan 15, 2017 to Mar 17, 2017factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Occurred
May 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4d02d9e-4cbf-f763-1fbe-4acae5df9c13
First observed: May 27, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.