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Advisor at MML INVESTORS SERVICES, LLC
Little River, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 27, 2026 | n/a | yes | Little River, SC | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Apr 25, 2022 | Dec 17, 2025 | no | Little River, SC|Raleigh, NC|Little River, SC | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Sep 19, 2016 | Nov 4, 2021 | no | WILMINGTON, NC | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Dec 2, 2015 | Aug 31, 2016 | no | NEW HAVEN, CT | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Jun 11, 2013 | Sep 3, 2014 | no | MONTVALE, NJ|DARIEN, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | MML INVESTORS SERVICES, LLC | Dec 17, 2025 | Jan 27, 2026 | 41 | Firm change | Ibd to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | PRINCIPAL SECURITIES, INC. | Nov 4, 2021 | Apr 25, 2022 | 172 | Firm change | Other |
| PARK AVENUE SECURITIES LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Aug 31, 2016 | Sep 19, 2016 | 19 | Firm change | Other |
| THRIVENT INVESTMENT MANAGEMENT INC. | PARK AVENUE SECURITIES LLC | Sep 3, 2014 | Dec 2, 2015 | 455 | Firm change after gap | Other |