RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• W••••• B••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jan 27, 2026 · Little River, Sc
- P•••••••• S••••••••• I••• BD affiliatedApr 25, 2022 to Dec 17, 2025 · Little River, Sc
- N••••••••• M••••• I••••••••• S••••••••• no RAUMSep 19, 2016 to Nov 4, 2021 · Wilmington, Nc
- P••• A••••• S••••••••• L•• BD affiliatedDec 2, 2015 to Aug 31, 2016 · New Haven, Ct
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJun 11, 2013 to Sep 3, 2014 · Montvale, Nj
- P•••••••• S••••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 17, 2025, registered Jan 27, 2026 (41 days) · Affiliated broker-dealer or bank to another
- N••••••••• M••••• I••••••••• S••••••••• to P•••••••• S••••••••• I•••left Nov 4, 2021, registered Apr 25, 2022 (172 days) · Other
- P••• A••••• S••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Aug 31, 2016, registered Sep 19, 2016 (19 days) · Other
- T••••••• I••••••••• M••••••••• I••• to P••• A••••• S••••••••• L••left Sep 3, 2014, registered Dec 2, 2015 (455 days) · Other
- C••••••••• W••••• B•••• left P•••••••• S••••••••• I••• for M•• I•••••••• S•••••••• L•• (registered 2026-01-27)Dec 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address