DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant11 years in industry

Stephen Pomanti

Advisor at SP RETIREMENT LLC

DOWNINGTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4f740f3-48d2-dd7e-726d-2bee76054fe1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jun 1, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SP RETIREMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Dec 9, 2014
First registration: Jun 1, 2018
Dual registered: no
Other names: STEPHEN POMANTI|STEPHEN MASSEY POMANTI|STEVE POMANTI
IAPD individual key: 6426139

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SP RETIREMENT LLC	State registered	Feb 12, 2026	n/a	yes	DOWNINGTOWN, PA	Current employment
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Feb 26, 2025	Oct 31, 2025	no	DOWINGTOWN, PA\|PLYMOUTH, MN	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 9, 2025	Feb 7, 2025	no	Exton, PA	Previous registration
MCLEAN ASSET MANAGEMENT CORP.	Independent wealth	Dec 1, 2021	Oct 21, 2024	no	TYSONS, VA\|Downingtown, PA\|Downingtown, PA	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Jun 1, 2018	Dec 8, 2021	no	Malvern, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	SP RETIREMENT LLC	Oct 31, 2025	Feb 12, 2026	104	Firm change	Ibd to state RIA
CETERA INVESTMENT ADVISERS LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Feb 7, 2025	Feb 26, 2025	19	Firm change	Ibd to ibd
MCLEAN ASSET MANAGEMENT CORP.	CETERA INVESTMENT ADVISERS LLC	Oct 21, 2024	Jan 9, 2025	80	Firm change	RIA to ibd
VANGUARD ADVISERS, INC.	MCLEAN ASSET MANAGEMENT CORP.	Dec 8, 2021	Dec 1, 2021	-7	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ SP RETIREMENT LLCRegistered adviserregistration: current employment
Feb 12, 2026 to presentfactForm ADV
→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Feb 26, 2025 to Oct 31, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 9, 2025 to Feb 7, 2025factForm ADV
→ MCLEAN ASSET MANAGEMENT CORP.Registered adviserregistration: previous registration
Dec 1, 2021 to Oct 21, 2024factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Jun 1, 2018 to Dec 8, 2021factForm ADV

Dated events

Occurred
Oct 31, 2025
Advisor changed firm
Stephen Pomanti left Wealth Enhancement Advisory Services, Llc for Sp Retirement Llc (registered 2026-02-12)
Form ADVobserved 4 days ago
Occurred
Feb 7, 2025
Advisor changed firm
Stephen Pomanti left Cetera Investment Advisers Llc for Wealth Enhancement Advisory Services, Llc (registered 2025-02-26)
Form ADVobserved 4 days ago
Occurred
Oct 21, 2024
Advisor changed firm
Stephen Pomanti left Mclean Asset Management Corp. for Cetera Investment Advisers Llc (registered 2025-01-09)
Form ADVobserved 4 days ago