DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Stephen Pomanti

Sp Retirement LLCstate registeredDowningtown, PaIA-onlyIAPD 6426139

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Stephen Pomanti

At current firm

0 y

since Feb 12, 2026

In the industry

11 y

since Dec 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Sp Retirement LLC state registered current
since Feb 12, 2026 · Downingtown, Pa
Wealth Enhancement Advisory Services, LLC BD affiliated
Feb 26, 2025 to Oct 31, 2025 · Dowingtown, Pa
Cetera Investment Advisers LLC BD affiliated
Jan 9, 2025 to Feb 7, 2025 · Exton, Pa
Mclean Asset Management Corp. independent RIA
Dec 1, 2021 to Oct 21, 2024 · Tysons, Va
Vanguard Advisers, Inc. BD affiliated
Jun 1, 2018 to Dec 8, 2021 · Malvern, Pa

Moves

a registration end followed by a registration begin elsewhere

Wealth Enhancement Advisory Services, LLC to Sp Retirement LLC
left Oct 31, 2025, registered Feb 12, 2026 (104 days) · Affiliated broker-dealer or bank to a state-registered adviser
Cetera Investment Advisers LLC to Wealth Enhancement Advisory Services, LLC
left Feb 7, 2025, registered Feb 26, 2025 (19 days) · Affiliated broker-dealer or bank to another
Mclean Asset Management Corp. to Cetera Investment Advisers LLC
left Oct 21, 2024, registered Jan 9, 2025 (80 days) · RIA to affiliated broker-dealer or bank
Vanguard Advisers, Inc. to Mclean Asset Management Corp.
left Dec 8, 2021, registered Dec 1, 2021 (-7 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Stephen Pomanti left Wealth Enhancement Advisory Services, Llc for Sp Retirement Llc (registered 2026-02-12)
Oct 31, 2025 · Advisor changed firm · fact
Stephen Pomanti left Cetera Investment Advisers Llc for Wealth Enhancement Advisory Services, Llc (registered 2025-02-26)
Feb 7, 2025 · Advisor changed firm · fact
Stephen Pomanti left Mclean Asset Management Corp. for Cetera Investment Advisers Llc (registered 2025-01-09)
Oct 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address