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Advisor at LPL FINANCIAL LLC
LEOMINSTER, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 23, 2011 | n/a | yes | LEOMINSTER, MA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 27, 2010 | May 20, 2011 | no | RIVERSIDE, RI | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 9, 2007 | Jun 1, 2009 | no | WILLIAMSPORT, PA|HOLDEN, MA|STERLING, MA|BOLTON, MA|BERLIN, MA|WEST BOYLSTON, MA|BOYLSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | May 20, 2011 | May 23, 2011 | 3 | Firm change | Other |
| VOYA FINANCIAL ADVISORS, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 1, 2009 | Jan 27, 2010 | 240 | Firm change | Other |