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Advisor at LPL FINANCIAL LLC
WAYZATA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 4, 2026 | n/a | yes | WAYZATA, MN | Current employment |
| TRUE VISION FINANCIAL ADVISORS | Former SEC adviser | Sep 7, 2022 | Jul 2, 2026 | no | WOODBURY, MN|WAYZATA, MN | Previous registration |
| GLADSTONE WEALTH PARTNERS | Bd affiliated wealth | Jan 15, 2021 | Oct 31, 2022 | no | Minnetonka, MN|PALM BEACH GARDENS, FL | Previous registration |
| EDELMAN FINANCIAL ENGINES | Independent wealth | May 31, 2016 | Feb 12, 2021 | no | Woodbury, MN|SANTA CLARA, CA | Previous registration |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Jul 1, 2015 | Dec 1, 2016 | no | WOODBURY, MN|OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jan 6, 2014 | Jul 21, 2015 | no | MAPLE GROVE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUE VISION FINANCIAL ADVISORS | LPL FINANCIAL LLC | Jul 2, 2026 | May 4, 2026 | -59 | Firm change after gap | RIA to ibd |
| GLADSTONE WEALTH PARTNERS | TRUE VISION FINANCIAL ADVISORS | Oct 31, 2022 | Sep 7, 2022 | -54 | Firm change after gap | RIA to new firm |
| EDELMAN FINANCIAL ENGINES | GLADSTONE WEALTH PARTNERS | Feb 12, 2021 | Jan 15, 2021 | -28 | Firm change | RIA to RIA |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | EDELMAN FINANCIAL ENGINES | Dec 1, 2016 | May 31, 2016 | -184 | Bulk transfer | Other |
| THE MUTUAL FUND STORE | FINANCIAL ENGINES ADVISOR CENTER, LLC | Jul 21, 2015 | Jul 1, 2015 | -20 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 322783:6413:MN:2026-07-02 | Jul 2, 2026 | May 4, 2026 | WAYZATA, MN | Firm change after gap |
| 139069:109238:MN:2015-07-21 | Jul 21, 2015 | Jul 1, 2015 | MAPLE GROVE, MN | Firm change |