C•••

C•••••• A••••••••• ASSET MANAGEMENT LLC, CRD 322813

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e518809f-6210-8369-64db-97a7f985fe72

Data as of Jul 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 13
On other graphs: 0
Observed: Sep 8, 2022 to Jul 23, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=10.0
Regulatory AUM: $26.8M••• Locked
Discretionary RAUM: $26.8M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• G••••••• S••• U••	Director	C	yes	07/2022	Sep 8, 2022	Mar 28, 2024
A••••••••• G••••••• S••• U••	Member	E	yes	06/2021	Sep 8, 2022	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• A••••••• L••	n/a	Asset manager	$44B	Y	yes	n/a
C•••••• W••••• M••••••••• L••	n/a	Independent wealth	$5.5B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Portland	Or	United States	2	no
Chicago	IL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$26.8M	$20.0M	33.9%	n/a	n/a	17	16	3	3

Relationships

Affiliated with (6)

→ C•••••• A••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ C•••••• W••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ C•••••• P•••••• E••••• L••Registered adviserother investment adviser, common control
factForm ADV
← C•••••• A••••••• L••Registered adviser

Dated events

Occurred
Jul 23, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jul 23, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jul 23, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jul 23, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e518809f-6210-8369-64db-97a7f985fe72
First observed: Sep 8, 2022
Last observed: Jul 23, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (19)

← C•••••• F••••• P•••••••• I•••OwnerMEMBER, ownership code E, domestic entity
Sep 8, 2022 to Mar 28, 2024factForm ADV
← C•••••• I••••••••• L••OwnerSOLE MEMBER / MANAGER, ownership code E, domestic entity
Sep 8, 2022 to Mar 28, 2024factForm ADV
← C•••••• P••••••• L••OwnerMEMBER, ownership code E, domestic entity
Sep 8, 2022 to Mar 28, 2024factForm ADV
← J••• P• C••••••• T••••••• U•••• T•• J••• P• C•••••• 1••• T••••OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 28, 2024 to Mar 28, 2024factForm ADV
← O••••••• C• F••• L••OwnerMEMBER, ownership code D, domestic entity
Sep 8, 2022 to Mar 28, 2024factForm ADV
← O••••••• P•• L••OwnerCLASS B MEMBER, ownership code D, domestic entity
Jan 4, 2023 to Mar 28, 2024factForm ADV
← C•••••• A••••••• L••OwnerMEMBER, ownership code D, domestic entity
Sep 8, 2022 to Mar 28, 2024factForm ADV
← K••••••••• J•••• S••••OwnerSHAREHOLDER, ownership code C, individual
Sep 8, 2022 to Mar 28, 2024factForm ADV
← D•••••••• D•••••• L••OwnerPRESIDENT, ownership code NA, individual
Sep 8, 2022 to Mar 28, 2024factForm ADV
← C•••••• S••• J•••• P••••OwnerSHAREHOLDER, ownership code D, individual
Sep 8, 2022 to Mar 28, 2024factForm ADV
← S•••••• J•••• H••••OwnerDIRECTOR, ownership code NA, individual
Sep 8, 2022 to Mar 28, 2024factForm ADV
← O••••• E•••• D•••••OwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Aug 23, 2023 to Mar 28, 2024factForm ADV
← H•••••• T•••••• E•••••OwnerCHIEF FINANCIAL OFFICER AND TREASURER, ownership code NA, individual
Sep 8, 2022 to Mar 28, 2024factForm ADV
← T••••••••• W••••••• J•OwnerMANAGER, ownership code F, individual
Sep 8, 2022 to Mar 28, 2024factForm ADV
← R••••••• C••••••••• S••••••OwnerSECRETARY, ownership code NA, individual
Mar 31, 2023 to Mar 28, 2024factForm ADV
← W•••••• D••••• R••••••OwnerDIRECTOR, ownership code NA, individual
Mar 28, 2024 to Mar 28, 2024factForm ADV
← S••••••••• P••••• C••••••••• E•OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 8, 2022 to Mar 28, 2024factForm ADV
← A••••••••• G••••••• S••• U••OwnerMEMBER, ownership code E, individual
Sep 8, 2022 to Mar 28, 2024factForm ADV
← C•••••• A•••• M••••••••• I•••OwnerSOLE MANAGER/MEMBER, ownership code F, domestic entity
Sep 8, 2022 to Mar 28, 2024factForm ADV