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RIA / WealthAdvisorCertified Financial Planner30 years in industry

DAVID LOUIS MARTIN

Advisor at ROYAL FUND MANAGEMENT, LLC

LADY LAKE, FL | ROCKY HILL, CT | Naples, FL

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Search this name across graphsid dfx:ria:e51d4179-33fa-6ee3-bd0a-b66f07d40e5c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 24, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROYAL FUND MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 13, 1996
First registration: Sep 24, 1999
Dual registered: no
Other names: DAVE MARTIN
IAPD individual key: 1291133

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROYAL FUND MANAGEMENT, LLC	Independent wealth	Sep 23, 2020	n/a	yes	Naples, FL\|LADY LAKE, FL\|ROCKY HILL, CT	Current employment
FINANCIAL SECURITY PLANNERS LLC	n/a	Nov 8, 2018	May 19, 2021	no	ROCKY HILL, CT	Previous registration
GLOBAL INVESTMENT ADVISORS, LLC	n/a	Sep 29, 2016	Dec 31, 2017	no	Rocky Hill, CT\|MIAMI BEACH, FL	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jan 12, 2005	Jul 27, 2016	no	CROMWELL, CT\|GUILFORD, CT\|LYNNFIELD, MA\|LYNNFIELD, MA\|LYNNFIELD, MA\|ROCKY HILL, CT\|LYNNFIELD, MA\|LYNNFIELD, MA	Previous registration
EASTERN POINT ADVISORS INC.	n/a	May 16, 2003	Dec 31, 2004	no	n/a	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Sep 24, 1999	May 15, 2003	no	ROCKY HILL, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL SECURITY PLANNERS LLC	ROYAL FUND MANAGEMENT, LLC	May 19, 2021	Sep 23, 2020	-238	Firm change after gap	Other
GLOBAL INVESTMENT ADVISORS, LLC	FINANCIAL SECURITY PLANNERS LLC	Dec 31, 2017	Nov 8, 2018	312	Firm change	Other
INVESTORS CAPITAL ADVISORY	GLOBAL INVESTMENT ADVISORS, LLC	Jul 27, 2016	Sep 29, 2016	64	Firm change	Other
EASTERN POINT ADVISORS INC.	INVESTORS CAPITAL ADVISORY	Dec 31, 2004	Jan 12, 2005	12	Bulk transfer	Other
CONCOURSE FINANCIAL GROUP ADVISORS	EASTERN POINT ADVISORS INC.	May 15, 2003	May 16, 2003	1	Firm change	Other

Relationships

Registered with (6)

→ ROYAL FUND MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 23, 2020 to presentfactForm ADV
→ FINANCIAL SECURITY PLANNERS LLCRegistered adviserregistration: previous registration
Nov 8, 2018 to May 19, 2021factForm ADV
→ GLOBAL INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 29, 2016 to Dec 31, 2017factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jan 12, 2005 to Jul 27, 2016factForm ADV
→ EASTERN POINT ADVISORS INC.Registered adviserregistration: previous registration
May 16, 2003 to Dec 31, 2004factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Sep 24, 1999 to May 15, 2003factForm ADV

Dated events

No dated event names this entity yet.