RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• L•••• M•••••
- Title
- Investment Adviser Representativereported401kmaneuver.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R•••• F••• M••••••••• L•• independent RIA currentsince Sep 23, 2020 · Naples, Fl
- F•••••••• S••••••• P••••••• L•• unclassifiedNov 8, 2018 to May 19, 2021 · Rocky Hill, Ct
- G••••• I••••••••• A•••••••• L•• unclassifiedSep 29, 2016 to Dec 31, 2017 · Rocky Hill, Ct
- I•••••••• C•••••• A••••••• formerJan 12, 2005 to Jul 27, 2016 · Cromwell, Ct
- E•••••• P•••• A••••••• I••• unclassifiedMay 16, 2003 to Dec 31, 2004
- C•••••••• F•••••••• G•••• A••••••• formerSep 24, 1999 to May 15, 2003 · Rocky Hill, Ct
- F•••••••• S••••••• P••••••• L•• to R•••• F••• M••••••••• L••left May 19, 2021, registered Sep 23, 2020 (-238 days) · Other
- G••••• I••••••••• A•••••••• L•• to F•••••••• S••••••• P••••••• L••left Dec 31, 2017, registered Nov 8, 2018 (312 days) · Other
- I•••••••• C•••••• A••••••• to G••••• I••••••••• A•••••••• L••left Jul 27, 2016, registered Sep 29, 2016 (64 days) · Other
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Dec 31, 2004, registered Jan 12, 2005 (12 days) · corporate re-registration, not a move
- C•••••••• F•••••••• G•••• A••••••• to E•••••• P•••• A••••••• I•••left May 15, 2003, registered May 16, 2003 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address