DFX Intelligence

D•••••• N•••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

D•••••• N•••• C••••••••

Advisor at T••••• P••••• W••••• M•••••••••

CONCORD, MA

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Search this name across graphsid dfx:ria:e51f3456-2516-968a-ac34-692b92a45d39

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 13, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• P••••• W••••• M•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• P••••• W••••• M•••••••••	Mixed wealth	Jun 2, 2020	n/a	yes	CONCORD, MA	Current employment
N•••• A••••••• M••••••••• C•••	Former SEC adviser	May 13, 2010	May 31, 2019	no	n/a

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••• A••••••• M••••••••• C•••	T••••• P••••• W••••• M•••••••••	May 31, 2019	Jun 2, 2020	368	Firm change	RIA to RIA

Relationships

Registered with (2)

→ T••••• P••••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 2, 2020 to presentfactForm ADV
→ N•••• A••••••• M••••••••• C•••Registered adviserregistration: previous registration
May 13, 2010 to May 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e51f3456-2516-968a-ac34-692b92a45d39
First observed: May 13, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.