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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

Kenneth D Highet

Advisor at CHARLES SCHWAB & CO., INC.

Ann Arbor, MI

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Search this name across graphsid dfx:ria:e521f408-4557-4ef0-e1fe-67c92ed22d2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 3, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 3, 1985
First registration: Jun 8, 2009
Dual registered: yes, broker-dealer
Other names: KENENTH DURHAM HIGHET|KENNETH DURHAM HIGHET|Ken Highet
IAPD individual key: 1345150

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 25, 2022	n/a	yes	Ann Arbor, MI	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 16, 2019	Sep 7, 2023	no	Traverse City, MI\|ANN ARBOR, MI\|Ann Arbor, MI	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 16, 2019	Oct 14, 2022	no	TRAVERSE CITY, MI\|Ann Arbor, MI	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 14, 2015	Jan 4, 2019	no	CHARLOTTE, NC	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jun 8, 2009	Jul 27, 2015	no	ARLINGTON, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Jan 25, 2022	-590	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Jan 16, 2019	-1,367	Bulk transfer	Other
WELLS FARGO ADVISORS	TD AMERITRADE, INC.	Jan 4, 2019	Jan 16, 2019	12	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	WELLS FARGO ADVISORS	Jul 27, 2015	Aug 14, 2015	18	Firm change	Other

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jan 25, 2022 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 16, 2019 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 16, 2019 to Oct 14, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 14, 2015 to Jan 4, 2019factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 8, 2009 to Jul 27, 2015factForm ADV

Dated events

No dated event names this entity yet.