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Advisor at STRATEGIC WEALTH INVESTMENT GROUP, LLC
Tampa, FL | LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC WEALTH INVESTMENT GROUP, LLC | Independent wealth | Sep 13, 2022 | n/a | yes | LOUISVILLE, KY|Tampa, FL | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 7, 2021 | Aug 10, 2022 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | STRATEGIC WEALTH INVESTMENT GROUP, LLC | Aug 10, 2022 | Sep 13, 2022 | 34 | Firm change | RIA to RIA |