DFX Intelligence

C•••••••• M•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

C•••••••• M•••••• P••••••

Advisor at C•••• I••••••••• M••••••••• L••

HOUSTON, TX | Dallas, TX

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Search this name across graphsid dfx:ria:e52cddf8-be4d-2290-e2e0-5175ad0f515d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 11, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 14, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• I••••••••• M••••••••• L••	Independent wealth	Jul 18, 2024	n/a	yes	Dallas, TX\|HOUSTON, TX	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jan 26, 2016	Jun 10, 2024	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	C•••• I••••••••• M••••••••• L••	Jun 10, 2024	Jul 18, 2024	38	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	M•• I•••••••• S•••••••• L••	Feb 5, 2003	Jan 26, 2016

Relationships

Registered with (3)

→ C•••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jul 18, 2024 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 26, 2016 to Jun 10, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 11, 2002 to Feb 5, 2003factForm ADV

Dated events

Occurred
Jun 10, 2024
Advisor changed firm
C•••••••• M•••••• P•••••• left M•• I•••••••• S•••••••• L•• for C•••• I••••••••• M••••••••• L•• (registered 2024-07-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e52cddf8-be4d-2290-e2e0-5175ad0f515d
First observed: Dec 11, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.