DFX Intelligence

C••• A••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

C••• A••••• S••••••

Advisor at B•••••• • S•••••• W••••• M•••••••••

San Luis Obispo, CA

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Search this name across graphsid dfx:ria:e530bcc9-db87-099e-6c15-c684cae59a84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 29, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• • S•••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• • S•••••• W••••• M•••••••••	State registered	Dec 15, 2025	n/a	yes	San Luis Obispo, CA	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	May 5, 2014	Nov 25, 2016	no	SAN LUIS OBISPO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	B•••••• • S•••••• W••••• M•••••••••	Nov 25, 2016	Dec 15, 2025	3,307	Firm change after gap	Other
A••••••••• F•••••••• S•••••••• L••	A•••••• A••••••• S•••••••	Jan 23, 2014	May 5, 2014

Relationships

Registered with (3)

→ B•••••• • S•••••• W••••• M•••••••••Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
May 5, 2014 to Nov 25, 2016factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 29, 2013 to Jan 23, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e530bcc9-db87-099e-6c15-c684cae59a84
First observed: Oct 29, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.