DFX Intelligence

C••••••• D•••••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)19 years in industry

C••••••• D•••••••• L•••••••••

Advisor at U••• I••••••••• S••••••• C••••••

Phoenix, AZ | Glendale, AZ

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Search this name across graphsid dfx:ria:e53f158e-2c99-73e7-f939-0c2df9842f5f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: May 24, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• I••••••••• S••••••• C••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Mar 26, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••• I••••••••• S••••••• C••••••	No RAUM reported	Aug 7, 2024	n/a	yes	Glendale, AZ\|Phoenix, AZ	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Feb 25, 2021	Oct 20, 2022	no	GLENDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	U••• I••••••••• S••••••• C••••••	Oct 20, 2022	Aug 7, 2024	657	Firm change after gap	Other
T• A••••••••• I•••	F••••••• P••••••• A•• W•••••••• A•••••••	Jan 11, 2021	Feb 25, 2021

Relationships

Registered with (8)

→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: current employment
Aug 7, 2024 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Feb 25, 2021 to Oct 20, 2022factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Dec 4, 2018 to Jan 11, 2021factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
Oct 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e53f158e-2c99-73e7-f939-0c2df9842f5f
First observed: May 24, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.