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Advisor at HIGHTOWER ADVISORS, LLC
Wichita, KS | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Oct 31, 2022 | n/a | yes | Wichita, KS|CHICAGO, IL | Current employment |
| HIGHTOWER 6M HOLDING, LLC | Former SEC adviser | Jan 3, 2022 | Nov 4, 2022 | no | WICHITA, KS | Previous registration |
| 6 MERIDIAN LLC | Former SEC adviser | Sep 9, 2016 | Feb 25, 2022 | no | WICHITA, KS | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Sep 19, 2016 | no | Wichita, KS | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Jul 3, 2008 | Jun 1, 2009 | no | WICHITA, KS | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Aug 1, 2002 | Jul 24, 2008 | no | WICHITA, KS|WICHITA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHTOWER 6M HOLDING, LLC | HIGHTOWER ADVISORS, LLC | Nov 4, 2022 | Oct 31, 2022 | -4 | Firm change | RIA to ibd |
| 6 MERIDIAN LLC | HIGHTOWER 6M HOLDING, LLC | Feb 25, 2022 | Jan 3, 2022 | -53 | Firm change after gap | RIA to new firm |
| MORGAN STANLEY | 6 MERIDIAN LLC | Sep 19, 2016 | Sep 9, 2016 | -10 | Firm change | Wirehouse to new firm |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY & CO. LLC | Jul 24, 2008 | Jul 3, 2008 | -21 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 317694:145323:KS:2022-11-04 | Nov 4, 2022 | Oct 31, 2022 | WICHITA, KS | Firm change |
| 283845:317694:KS:2022-02-25 | Feb 25, 2022 | Jan 3, 2022 | WICHITA, KS | Firm change after gap |
| 149777:283845:KS:2016-09-19 | Sep 19, 2016 | Sep 9, 2016 | WICHITA, KS | Firm change |