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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

HIGHTOWER 6M HOLDING, LLC

CRD 317694

WICHITA, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b221980-8649-6598-e650-5fa8112cfb3f

Data as of Mar 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 23
On other graphs: 0
Observed: Nov 17, 2021 to Mar 24, 2022
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.0BItem 5.F on the latest filing (2022-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.7B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 56%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24
Advisory employees: 20
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3,282
Individual clients: 266
High net worth clients: 407
SEC number: 801-122902
CRD: 317694
Filings on the tape: 4
First filed: Nov 17, 2021
Latest filed: Mar 24, 2022
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERG, DANIEL, JEREMY	DIRECTOR OF FINANCE	Na	yes	12/2021	Nov 17, 2021	Mar 24, 2022
BOYLE, JOHN, THOMAS	Principal	Na	yes	12/2021	Nov 17, 2021	Mar 24, 2022
HIGHTOWER HOLDINGS, LLC	Member	E	yes	12/2021	Nov 17, 2021	Mar 24, 2022
HIGHTOWER INTERMEDIATE, LLC	Member	E	yes	01/2018	Nov 17, 2021	Mar 24, 2022
HT HOLDING, LLC	Member	E	yes	01/2018	Nov 17, 2021	Mar 24, 2022
DECHANT, MARGARET, ANN	CHIEF EXECUTIVE OFFICER	Na	no	12/2021	Nov 17, 2021	Mar 24, 2022
MIES, ANDREW, JOHN	CHIEF INVESTMENT OFFICER	Na	no	12/2021	Nov 17, 2021	Mar 24, 2022
PHILLIPPI, TREVOR, LAWERENCE	CHIEF OPERATING OFFICER	Na	no	12/2021	Nov 17, 2021	Mar 24, 2022
SCARAMUCCI, ADREA, ANN	CHIEF COMPLIANCE OFFICER	Na	no	03/2022	Mar 2, 2022	Mar 24, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HIGHTOWER ADVISORS, LLC	n/a	Bd affiliated wealth	$199B	N	yes	n/a
KANAWHA CAPITAL MANAGEMENT, LLC	n/a	Independent wealth	$1.8B	N	yes	n/a
DELTA ASSET MANAGEMENT, LLC	n/a	Independent wealth	$1.5B	N	yes	n/a
HARVEY INVESTMENT COMPANY, LLC	n/a	Independent wealth	$1.0B	N	yes	n/a
WEALTHTRUST AXIOM, LLC	n/a	Independent wealth	$900M	N	yes	n/a
DUNCKER, STREETT & CO., LLC	n/a	Independent wealth	$707M	N	yes	n/a
HIGHTOWER SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 24, 2022	$2.0B	$1.7B	24	20	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$2.0B	n/a	n/a	n/a	n/a	24	n/a	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHTOWER ADVISORS, LLC	6	Nov 19, 2022	Oct 31, 2022	WICHITA, KS	Firm absorbed	RIA to ibd	100.0%
HIGHTOWER ADVISORS, LLC	12	Nov 4, 2022	Oct 31, 2022	WICHITA, KS	Firm absorbed	RIA to ibd	66.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
6 MERIDIAN LLC	18	Feb 25, 2022	Jan 4, 2022	WICHITA, KS	Firm absorbed	RIA to new firm	100.0%

Relationships

Affiliated with (6)

→ HARVEY INVESTMENT COMPANY, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ DUNCKER STREETT & CO.Registered adviserother investment adviser, common control
factForm ADV
→ DELTA ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ KANAWHA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ AXIOM ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← BOYLE, JOHN, THOMASOwnerPRINCIPAL, ownership code NA, individual
Nov 17, 2021 to presentfactForm ADV
← BERG, DANIEL, JEREMYOwnerDIRECTOR OF FINANCE, ownership code NA, individual
Nov 17, 2021 to presentfactForm ADV
← HIGHTOWER HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Nov 17, 2021 to presentfactForm ADV
← HIGHTOWER INTERMEDIATE, LLCOwnerMEMBER, ownership code E, domestic entity
Nov 17, 2021 to presentfactForm ADV
← HT HOLDING, LLCOwnerMEMBER, ownership code E, domestic entity
Nov 17, 2021 to presentfactForm ADV

Owns (4)

← MIES, ANDREW, JOHNOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Nov 17, 2021 to presentfactForm ADV
← SCARAMUCCI, ADREA, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 2, 2022 to presentfactForm ADV
← DECHANT, MARGARET, ANNOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 17, 2021 to presentfactForm ADV
← PHILLIPPI, TREVOR, LAWERENCEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Nov 17, 2021 to presentfactForm ADV

Registered with (18)

← TREVOR LAWERENCE PHILLIPPIAdvisorregistration: previous registration
Jan 3, 2022 to Nov 19, 2022factForm ADV
← Timothy John LynchAdvisorregistration: previous registration
Jan 4, 2022 to Nov 19, 2022factForm ADV
← Jordan M SwisherAdvisorregistration: previous registration
Jan 3, 2022 to Nov 19, 2022factForm ADV
← Joshua Aaron BuffolinoAdvisorregistration: previous registration
Jan 4, 2022 to Nov 19, 2022factForm ADV
← Amber HelmsAdvisorregistration: previous registration
Jan 4, 2022 to Nov 19, 2022factForm ADV
← Jason MayersAdvisorregistration: previous registration
Jan 4, 2022 to Nov 19, 2022factForm ADV
← STEPHANIE CHRISTINA MURPHYAdvisorregistration: previous registration
Jan 3, 2022 to Nov 4, 2022factForm ADV
← ANDREW JOHN MIESAdvisorregistration: previous registration
Jan 3, 2022 to Nov 4, 2022factForm ADV
← DENICE RENEA ROBINSONAdvisorregistration: previous registration
Jan 3, 2022 to Nov 4, 2022factForm ADV
← BRYAN SCOTT GREENAdvisorregistration: previous registration
Jan 3, 2022 to Nov 4, 2022factForm ADV
← MARGARET ANN DECHANTAdvisorregistration: previous registration
Jan 3, 2022 to Nov 4, 2022factForm ADV
← AMANDA JOY MAIERAdvisorregistration: previous registration
Jan 3, 2022 to Nov 4, 2022factForm ADV
← SARAH JEAN HAMPTONAdvisorregistration: previous registration
Jan 3, 2022 to Nov 4, 2022factForm ADV
← AMMIE DIANNE WEIDNERAdvisorregistration: previous registration
Jan 3, 2022 to Nov 4, 2022factForm ADV
← DAVID GRAHAM PIKEAdvisorregistration: previous registration
Jan 3, 2022 to Nov 4, 2022factForm ADV
← Markus Hunter PhoxAdvisorregistration: previous registration
Jan 3, 2022 to Nov 4, 2022factForm ADV
← RACHEL BruceAdvisorregistration: previous registration
Jan 3, 2022 to Nov 4, 2022factForm ADV
← THOMAS HENRY KIRKAdvisorregistration: previous registration
Jan 3, 2022 to Nov 4, 2022factForm ADV

Moved with (2)

→ HIGHTOWER ADVISORS, LLCRegistered adviser12 advisors, firm absorbed, same day
Nov 4, 2022 to Oct 31, 2022factForm ADV
← 6 MERIDIAN LLCRegistered adviser17 advisors, firm absorbed, same day
Feb 25, 2022 to Jan 4, 2022factForm ADV

Dated events

Occurred
Nov 19, 2022
Firm absorbed
Hightower 6M Holding, LLC's advisors moved to Hightower Advisors, LLC (Wichita, KS): 6 of 6 registered, on the same day
Form ADVobserved 3 days ago
6 advisors
Occurred
Nov 19, 2022
Advisor changed firm
Joshua Aaron Buffolino left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 19, 2022
Advisor changed firm
Trevor Lawerence Phillippi left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 19, 2022
Advisor changed firm
Timothy John Lynch left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 19, 2022
Advisor changed firm
Jason Mayers left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 19, 2022
Advisor changed firm
Jordan M Swisher left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 19, 2022
Advisor changed firm
Amber Helms left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2022
Firm absorbed
Hightower 6M Holding, LLC's advisors moved to Hightower Advisors, LLC (Wichita, KS): 12 of 18 registered, on the same day
Form ADVobserved 3 days ago
12 advisors
Occurred
Nov 4, 2022
Advisor changed firm
Denice Renea Robinson left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2022
Advisor changed firm
Amanda Joy Maier left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2022
Advisor changed firm
Margaret Ann Dechant left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2022
Advisor changed firm
Thomas Henry Kirk left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2022
Advisor changed firm
Bryan Scott Green left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2022
Advisor changed firm
Stephanie Christina Murphy left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2022
Advisor changed firm
Sarah Jean Hampton left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2022
Advisor changed firm
Ammie Dianne Weidner left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2022
Advisor changed firm
Markus Hunter Phox left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2022
Advisor changed firm
David Graham Pike left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2022
Advisor changed firm
Andrew John Mies left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2022
Advisor changed firm
Rachel Bruce left Hightower 6M Holding, Llc for Hightower Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Mar 2, 2022
Control person left
Linn Ricky Myers (Chief Compliance Officer) no longer on Schedule A of Hightower 6M Holding, Llc (listed 2021-11-17, absent 2022-03-02)
Form ADVobserved 4 days ago
Occurred
Feb 25, 2022
Firm absorbed
6 Meridian LLC's advisors moved to Hightower 6M Holding, LLC (Wichita, KS): 17 of 18 registered, on the same day
Form ADVobserved 3 days ago
17 advisors
Occurred
Nov 17, 2021
First Form ADV filing
Hightower 6M Holding, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b221980-8649-6598-e650-5fa8112cfb3f
First observed: Nov 17, 2021
Last observed: Mar 24, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HIGHTOWER 6M HOLDING, LLC

CRD 317694

WICHITA, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b221980-8649-6598-e650-5fa8112cfb3f

Data as of Mar 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERG, DANIEL, JEREMY

DIRECTOR OF FINANCE

yes

12/2021

Nov 17, 2021

Mar 24, 2022

BOYLE, JOHN, THOMAS

Principal

yes

12/2021

Nov 17, 2021

Mar 24, 2022

HIGHTOWER HOLDINGS, LLC

Member

yes

12/2021

Nov 17, 2021

Mar 24, 2022

HIGHTOWER INTERMEDIATE, LLC

Member

yes

01/2018

Nov 17, 2021

Mar 24, 2022

HT HOLDING, LLC

Member

yes

01/2018

Nov 17, 2021

Mar 24, 2022

DECHANT, MARGARET, ANN

CHIEF EXECUTIVE OFFICER

12/2021

Nov 17, 2021

Mar 24, 2022

MIES, ANDREW, JOHN

CHIEF INVESTMENT OFFICER

12/2021

Nov 17, 2021

Mar 24, 2022

PHILLIPPI, TREVOR, LAWERENCE

CHIEF OPERATING OFFICER

12/2021

Nov 17, 2021

Mar 24, 2022

SCARAMUCCI, ADREA, ANN

CHIEF COMPLIANCE OFFICER

03/2022

Mar 2, 2022

Mar 24, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HIGHTOWER ADVISORS, LLC

n/a

Bd affiliated wealth

$199B

yes

n/a

KANAWHA CAPITAL MANAGEMENT, LLC

n/a

Independent wealth

$1.8B

yes

n/a

DELTA ASSET MANAGEMENT, LLC

n/a

Independent wealth

$1.5B

yes

n/a

HARVEY INVESTMENT COMPANY, LLC

n/a

Independent wealth

$1.0B

yes

n/a

WEALTHTRUST AXIOM, LLC

n/a

Independent wealth

$900M

yes

n/a

DUNCKER, STREETT & CO., LLC

n/a

Independent wealth

$707M

yes

n/a

HIGHTOWER SECURITIES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Chicago

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 24, 2022

$2.0B

$1.7B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$2.0B

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHTOWER ADVISORS, LLC

Nov 19, 2022

Oct 31, 2022

WICHITA, KS

Firm absorbed

RIA to ibd

100.0%

HIGHTOWER ADVISORS, LLC

Nov 4, 2022

Oct 31, 2022

WICHITA, KS

Firm absorbed

RIA to ibd

66.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

6 MERIDIAN LLC

Feb 25, 2022

Jan 4, 2022

WICHITA, KS

Firm absorbed

RIA to new firm

100.0%