This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WELLS FARGO ADVISORS

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 4, 2000earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S65|S63|S66

First exam

Dec 4, 2000

First registration

Jan 9, 2004

Dual registered

yes, broker-dealer

Other names

KAY FLEMING|BETTY KLYNNE FLEMING|KAY FLEMING|BETTY SHRUM|KAY SHRUM|BETTY K DEBOE|BETTY FLEMING DEBOE|Kay DeBoe

IAPD individual key

2174428

• Occurred

  May 8, 2026
  Advisor changed firm

  Betty F Deboe left Ubs Financial Services Inc. for Wells Fargo Advisors (registered 2026-04-27)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e54bf267-ff5a-9571-0ea9-85fc0e012f6e

First observed

Jan 9, 2004

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.