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Feed of 09/14/2026
Also filed as Kay Fleming
At current firm
0 y
since Apr 27, 2026
In the industry
25 y
since Dec 4, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 27, 2026 · Naples, Fl
- U•• F•••••••• S••••••• I••• wirehouseFeb 14, 2017 to May 8, 2026 · Nashville, Tn
- P••• A•••••••• I••• unclassifiedMay 17, 2006 to Mar 7, 2007 · Franklin, Tn
- W•••• F•••• A••••••• wirehouseJan 9, 2004 to Oct 11, 2004 · Brentwood, Tn
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left May 8, 2026, registered Apr 27, 2026 (-11 days) · Wirehouse to wirehouse · moved with a team
- P••• A•••••••• I••• to U•• F•••••••• S••••••• I•••left Mar 7, 2007, registered Feb 14, 2017 (3632 days) · Other
- W•••• F•••• A••••••• to P••• A•••••••• I•••left Oct 11, 2004, registered May 17, 2006 (583 days) · Other
Signals
- B•••• F• D•••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2026-04-27)May 8, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address