DFX Intelligence

D••• M•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

D••• M•••••• B•••••

Advisor at P•••••• W••••• M••••••••• L••

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:e563809b-9f2e-60ea-a479-8146dc8c0f40

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• M••••••••• L••	Independent wealth	May 27, 2011	n/a	yes	LAS VEGAS, NV	Current employment
P•••••• W••••• M••••••••• L••	Independent wealth	Nov 9, 2005	Feb 14, 2011	no	LAS VEGAS, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• C•••••• I•••••••••	P•••••• W••••• M••••••••• L••	Oct 24, 2005	Nov 9, 2005	16	Firm change	Other
B••• O• A•••••• I••••••••• S•••••••• I•••	T••••• C•••••• I•••••••••	Sep 7, 2005	Sep 2, 2005

Relationships

Registered with (4)

→ P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 9, 2005 to Feb 14, 2011factForm ADV
→ T••••• C•••••• I•••••••••Registered adviserregistration: previous registration
Sep 2, 2005 to Oct 24, 2005factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 14, 2003 to Sep 7, 2005factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e563809b-9f2e-60ea-a479-8146dc8c0f40
First observed: Sep 6, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.