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D••••• L•••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant15 years in industry

D••••• L•••• C••••••••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA | Winchester, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e56eb635-d07d-dc28-a29e-86809a6c19c9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 2, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 2, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 15, 2026	n/a	yes	Winchester, VA\|SAN DIEGO, CA	Current employment
C•••••••• W••••• M•••••••••	Independent wealth	May 20, 2022	May 15, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W••••• M•••••••••	L•• F•••••••• L••	May 15, 2026	May 15, 2026	0	Firm change	RIA to ibd
S•••• W••••• M••••••••• L••	C•••••••• W••••• M•••••••••	May 20, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
113908:317929:VA:2022-05-20	May 20, 2022	May 20, 2022	MCLEAN, VA	Firm change
149777:7691:VA:2016-09-30	Sep 30, 2016	Sep 16, 2016	MCLEAN, VA	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 15, 2026 to presentfactForm ADV
→ C•••••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 20, 2022 to May 15, 2026factForm ADV
→ S•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 21, 2020 to May 20, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
May 15, 2026
Advisor changed firm
D••••• L•••• C•••••••• left C•••••••• W••••• M••••••••• for L•• F•••••••• L•• (registered 2026-05-15)
Form ADVobserved 7 days ago
Occurred
May 20, 2022
Advisor changed firm
D••••• L•••• C•••••••• left S•••• W••••• M••••••••• L•• for C•••••••• W••••• M••••••••• (registered 2022-05-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e56eb635-d07d-dc28-a29e-86809a6c19c9
First observed: Jul 2, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.