DFX Intelligence

S•••• W••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

S•••• W••••• S•••••

Advisor at M••••• G••••• A••••••• I•••

Ponte Vedra Beach, FL | DENVER, CO

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Search this name across graphsid dfx:ria:e5701746-4a7e-46fd-e32c-f0731d48033b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 26, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Dec 6, 2023	n/a	yes	Ponte Vedra Beach, FL\|DENVER, CO	Current employment
P•••••• W••••• S••••••••• L•••	Former SEC adviser	Oct 16, 2020	Mar 6, 2024	no	JACKSONVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• S••••••••• L•••	M••••• G••••• A••••••• I•••	Mar 6, 2024	Dec 6, 2023	-91	Firm change after gap	RIA to RIA
M••••• M•••• M••••••••• L••	P•••••• W••••• S••••••••• L•••	Mar 14, 2021	Oct 16, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
146543:147363:FL:2024-02-23	Mar 6, 2024	Dec 6, 2023	JACKSONVILLE, FL	Firm change after gap

Relationships

Registered with (7)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Dec 6, 2023 to presentfactForm ADV
→ P•••••• W••••• S••••••••• L•••Registered adviserregistration: previous registration
Oct 16, 2020 to Mar 6, 2024factForm ADV
→ M••••• M•••• M••••••••• L••Registered adviserregistration: previous registration
Nov 9, 2016 to Mar 14, 2021factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

Occurred
Mar 6, 2024
Advisor changed firm
S•••• W••••• S••••• left P•••••• W••••• S••••••••• L••• for M••••• G••••• A••••••• I••• (registered 2023-12-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5701746-4a7e-46fd-e32c-f0731d48033b
First observed: Sep 26, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.