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Advisor at WESTMINSTER FINANCIAL ADVISORY CORP
Brookfield, CT | BEAVERCREEK, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTMINSTER FINANCIAL ADVISORY CORP | Independent wealth | Sep 17, 2018 | n/a | yes | Brookfield, CT|BEAVERCREEK, OH | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Jan 2, 2004 | Jul 18, 2018 | no | GLASTONBURY, CT|GLASTONBURY, CT|BROOOKFIELD, CT | Previous registration |
| VERAVEST INVESTMENT ADVISORS, INC. | n/a | Aug 15, 1995 | Dec 19, 2003 | no | GLASTONBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | WESTMINSTER FINANCIAL ADVISORY CORP | Jul 18, 2018 | Sep 17, 2018 | 61 | Firm change | Ibd to RIA |
| VERAVEST INVESTMENT ADVISORS, INC. | OSAIC FA, INC. | Dec 19, 2003 | Jan 2, 2004 | 14 | Firm change | Other |